State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CALLIDUS CAPITAL PARTNERS LLC
Firm CRD 137732 · CA · Reported as state-registered
Registration date: 2006-01-27
- WEALTH ONE ADVISORS
Firm CRD 137780 · CA · Reported as state-registered
Registration date: 2000-10-18
- BISONWOOD FINANCIAL MANAGEMENT
Firm CRD 137846 · TX · Reported as state-registered
Registration date: 2012-10-09
- FACTOR INVESTMENT SOLUTIONS, LLC
Firm CRD 137989 · AZ · Reported as state-registered
Registration date: 2021-08-03
- ERIKSEN CAPITAL MANAGEMENT
Firm CRD 138089 · CA · Reported as state-registered
Registration date: 2007-06-20
- ERIKSEN CAPITAL MANAGEMENT
Firm CRD 138089 · WA · Reported as state-registered
Registration date: 2006-03-21
- CRONE WEALTH MANAGEMENT, PLLC
Firm CRD 138125 · AZ · Reported as state-registered
Registration date: 2022-01-10
- CRONE WEALTH MANAGEMENT, PLLC
Firm CRD 138125 · CA · Reported as state-registered
Registration date: 2006-02-24
- AMERICAN STRATEGIC CAPITAL
Firm CRD 138144 · CA · Reported as state-registered
Registration date: 1994-04-21
- WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.
Firm CRD 138152 · CA · Reported as state-registered
Registration date: 1997-01-10
- JOHN H. LILES, CFP
Firm CRD 138161 · CA · Reported as state-registered
Registration date: 1994-05-17
- SPURGEON FINANCIAL GROUP
Firm CRD 138174 · CA · Reported as state-registered
Registration date: 1992-01-14
- W. C. BUCKINGHAM, CPA
Firm CRD 138186 · CA · Reported as state-registered
Registration date: 1996-09-26
- FREDERICK, MARK D.
Firm CRD 138204 · CA · Reported as state-registered
Registration date: 1996-09-09
- FREEDOM CAPITAL MANAGEMENT, INC.
Firm CRD 138256 · CA · Reported as state-registered
Registration date: 2006-03-14
- CREATIVE RETIREMENT PLANNING, INC.
Firm CRD 138274 · WA · Reported as state-registered
Registration date: 2006-01-05
- SWEENEY ASSET MANAGEMENT, LLC
Firm CRD 138312 · TX · Reported as state-registered
Registration date: 2010-06-01
- WHITCRAFT CAPITAL MANAGEMENT
Firm CRD 138372 · CA · Reported as state-registered
Registration date: 1997-07-25
- PELION INVESTMENT ADVISORS, INC.
Firm CRD 138400 · TX · Reported as state-registered
Registration date: 2021-06-21
- LIFETIME FINANCIAL ADVISORS INC
Firm CRD 138418 · CA · Reported as state-registered
Registration date: 1986-10-03
- ROBERT GUJRAL CPA
Firm CRD 138738 · CA · Reported as state-registered
Registration date: 2021-01-13
- DEJARNATT, PAUL E
Firm CRD 138820 · CA · Reported as state-registered
Registration date: 1984-06-14
- FLEET CAPITAL MANAGEMENT, LLC
Firm CRD 138836 · WA · Reported as state-registered
Registration date: 2010-09-24
- NICKEL INVESTMENT ADVISORS, INC.
Firm CRD 139058 · CA · Reported as state-registered
Registration date: 2006-03-27
- THE JACOBS FINANCIAL GROUP
Firm CRD 139136 · TX · Reported as state-registered
Registration date: 2006-03-21