State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- SUEING INVESTMENTS, LLC
Firm CRD 139154 · TX · Reported as state-registered
Registration date: 2006-02-28
- MERIDAN CAPITAL, LLC
Firm CRD 139180 · WA · Reported as state-registered
Registration date: 2006-04-03
- MILLER FINANCIAL GROUP, LLC
Firm CRD 139249 · WA · Reported as state-registered
Registration date: 2012-10-10
- IMPASSIONED WEALTH MANAGEMENT LTD
Firm CRD 139264 · CA · Reported as state-registered
Registration date: 2024-07-23
- HAWLEY ADVISORS
Firm CRD 139335 · CA · Reported as state-registered
Registration date: 1999-06-16
- GFN CAPITAL MANAGEMENT
Firm CRD 139403 · TX · Reported as state-registered
Registration date: 2006-05-30
- ROUND TABLE INVESTMENT STRATEGIES, LLC
Firm CRD 139492 · CA · Reported as state-registered
Registration date: 2025-04-23
- SONORAN CAPITAL MANAGEMENT LLC
Firm CRD 139527 · AZ · Reported as state-registered
Registration date: 2006-03-13
- SGMG ENTERPRISE LLC
Firm CRD 139552 · TX · Reported as state-registered
Registration date: 2008-01-24
- PATHFINDER FINANCE AND INSURANCE SOLUTIONS
Firm CRD 139679 · CA · Reported as state-registered
Registration date: 2006-04-26
- THALASSA CAPITAL LLC
Firm CRD 139707 · CA · Reported as state-registered
Registration date: 2018-01-22
- KEVIN CLARIDAY INVESTMENT ADVISOR
Firm CRD 139722 · TX · Reported as state-registered
Registration date: 2018-01-29
- LONG VIEW FINANCIAL SERVICES, INC
Firm CRD 139727 · CA · Reported as state-registered
Registration date: 2006-12-07
- LONG VIEW FINANCIAL SERVICES, INC
Firm CRD 139727 · WA · Reported as state-registered
Registration date: 2006-09-19
- 7TH HARVEST INVESTMENTS
Firm CRD 139792 · TX · Reported as state-registered
Registration date: 2013-04-10
- OLHOEFT FINANCIAL, LLC
Firm CRD 139870 · CA · Reported as state-registered
Registration date: 2006-06-07
- REGENCY FINANCIAL GROUP
Firm CRD 139892 · CA · Reported as state-registered
Registration date: 2006-06-06
- HATHER, ROBERT K
Firm CRD 139951 · CA · Reported as state-registered
Registration date: 2006-05-04
- BELL STRATEGIC INVESTMENTS, INC.
Firm CRD 139954 · CA · Reported as state-registered
Registration date: 2012-05-25
- GOODRICH FINANCIAL GROUP, LLC
Firm CRD 139958 · CA · Reported as state-registered
Registration date: 2006-09-28
- SUMMA CAPITAL MANAGEMENT LLC
Firm CRD 139984 · CA · Reported as state-registered
Registration date: 2006-07-06
- PF WEALTH MANAGEMENT GROUP, LLC
Firm CRD 140015 · CA · Reported as state-registered
Registration date: 2006-04-07
- ADVOWEALTH ADVISORS, LLC
Firm CRD 140034 · CA · Reported as state-registered
Registration date: 2006-06-05
- CAPITAL STRATEGIES GROUP, LLC
Firm CRD 140120 · AZ · Reported as state-registered
Registration date: 2012-06-07
- CAPITAL STRATEGIES GROUP, LLC
Firm CRD 140120 · TX · Reported as state-registered
Registration date: 2023-08-16