State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FEARLESS WEALTH
Firm CRD 140128 · CA · Reported as state-registered
Registration date: 2007-07-11
- FEARLESS WEALTH
Firm CRD 140128 · WA · Reported as state-registered
Registration date: 2018-12-20
- INVESTUS FINANCIAL
Firm CRD 140153 · CA · Reported as state-registered
Registration date: 2011-10-04
- SOLARIS PRIVATE WEALTH MANAGEMENT
Firm CRD 140180 · TX · Reported as state-registered
Registration date: 2009-05-14
- POTTLE FINANCIAL SERVICES, INC
Firm CRD 140181 · TX · Reported as state-registered
Registration date: 2021-05-24
- FARRAR FINANCIALS
Firm CRD 140223 · CA · Reported as state-registered
Registration date: 2010-02-18
- DRACH ADVISORS LLC
Firm CRD 140247 · CA · Reported as state-registered
Registration date: 2008-05-20
- DRACH ADVISORS LLC
Firm CRD 140247 · TX · Reported as state-registered
Registration date: 2008-08-27
- SUNSAGE CAPITAL MANAGEMENT
Firm CRD 140332 · TX · Reported as state-registered
Registration date: 2012-07-24
- CORNERSTONE SECURITIES LLC
Firm CRD 140379 · CA · Reported as state-registered
Registration date: 2018-06-25
- CORNERSTONE SECURITIES LLC
Firm CRD 140379 · TX · Reported as state-registered
Registration date: 2018-03-14
- JOHN WESSLER & ASSOCIATES
Firm CRD 140420 · TX · Reported as state-registered
Registration date: 2006-06-28
- PUGET SOUND CAPITAL SERVICES LLC
Firm CRD 140582 · WA · Reported as state-registered
Registration date: 2006-06-15
- WEALTH ALLIANCE, LLC
Firm CRD 140630 · CA · Reported as state-registered
Registration date: 2006-08-28
- INVESTMENT STRATEGIES, LLC
Firm CRD 140739 · TX · Reported as state-registered
Registration date: 2021-10-27
- ASAGE FINANCIAL LLC
Firm CRD 140805 · CA · Reported as state-registered
Registration date: 2006-08-15
- SANTA FE' WEALTH MANAGEMENT
Firm CRD 140810 · CA · Reported as state-registered
Registration date: 2008-10-31
- METTE ASSOCIATES, LLC
Firm CRD 140812 · AZ · Reported as state-registered
Registration date: 2007-01-23
- TAYAN CAPITAL MANAGEMENT, LLC
Firm CRD 140864 · CA · Reported as state-registered
Registration date: 2020-05-14
- MCMILLEN & COMPANY, INC.
Firm CRD 140876 · WA · Reported as state-registered
Registration date: 2018-01-30
- BARNETT CAPITAL MANAGEMENT, LLC
Firm CRD 140919 · TX · Reported as state-registered
Registration date: 2007-02-16
- JOSEPH C. LONGO, ATTORNEY AT LAW
Firm CRD 140922 · AZ · Reported as state-registered
Registration date: 2015-08-26
- JOSEPH C. LONGO, ATTORNEY AT LAW
Firm CRD 140922 · CA · Reported as state-registered
Registration date: 2006-09-19
- SYNERGY CAPITAL ADVISORS, LLC
Firm CRD 140982 · TX · Reported as state-registered
Registration date: 2010-09-24
- WALTER J. REYNA, INC.
Firm CRD 141173 · TX · Reported as state-registered
Registration date: 2012-06-05