State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CADENCE FINANCIAL ADVISORS, LLC
Firm CRD 141807 · TX · Reported as state-registered
Registration date: 2006-10-10
- DONALD W. TRAYLOR
Firm CRD 141826 · TX · Reported as state-registered
Registration date: 2006-10-16
- MUNRO ASSET MANAGEMENT L.L.C.
Firm CRD 141851 · CA · Reported as state-registered
Registration date: 2013-07-24
- MARK L. WESTERMAN, CPA
Firm CRD 141887 · TX · Reported as state-registered
Registration date: 2007-06-19
- WEST COAST CAPITAL MANAGEMENT, LLC
Firm CRD 141981 · AZ · Reported as state-registered
Registration date: 2006-11-29
- WEST COAST CAPITAL MANAGEMENT, LLC
Firm CRD 141981 · CA · Reported as state-registered
Registration date: 2015-01-22
- FAIRWAY ASSET MANAGEMENT, INC.
Firm CRD 142038 · CA · Reported as state-registered
Registration date: 2007-01-09
- FIREWALL CAPITAL MANAGEMENT
Firm CRD 142084 · WA · Reported as state-registered
Registration date: 2006-11-22
- JOHN H. BECKER
Firm CRD 142085 · CA · Reported as state-registered
Registration date: 2008-10-23
- HOLLY DONALDSON FINANCIAL PLANNING, LLC
Firm CRD 142098 · CA · Reported as state-registered
Registration date: 2026-01-29
- HARTMAN FINANCIAL PLANNING
Firm CRD 142122 · CA · Reported as state-registered
Registration date: 2007-07-10
- MCKEEL CAPITAL MANAGEMENT
Firm CRD 142132 · TX · Reported as state-registered
Registration date: 2025-01-09
- TIBURON RESEARCH GROUP
Firm CRD 142144 · CA · Reported as state-registered
Registration date: 2018-05-25
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · AZ · Reported as state-registered
Registration date: 2013-04-10
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · CA · Reported as state-registered
Registration date: 2013-05-16
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · TX · Reported as state-registered
Registration date: 2006-12-07
- BRYANT WEALTH MANAGEMENT, INC.
Firm CRD 142236 · WA · Reported as state-registered
Registration date: 2006-11-27
- ARBOR FAMILY WEALTH ADVISORS, INC.
Firm CRD 142270 · CA · Reported as state-registered
Registration date: 2008-01-07
- TURTLE CREEK WEALTHCARE
Firm CRD 142312 · TX · Reported as state-registered
Registration date: 2007-01-03
- PARAKLETE FINANCIAL, INC.
Firm CRD 142323 · AZ · Reported as state-registered
Registration date: 2024-01-17
- PARAKLETE FINANCIAL, INC.
Firm CRD 142323 · CA · Reported as state-registered
Registration date: 2023-09-25
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · AZ · Reported as state-registered
Registration date: 2008-01-01
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · CA · Reported as state-registered
Registration date: 2007-02-06
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · TX · Reported as state-registered
Registration date: 2007-01-29
- BULLE ROCK
Firm CRD 142363 · TX · Reported as state-registered
Registration date: 2011-09-27