State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HERMOSA CAPITAL MANAGEMENT, LLC
Firm CRD 142382 · CA · Reported as state-registered
Registration date: 2007-02-26
- ALC CAPITAL MANAGEMENT, LLC
Firm CRD 142387 · CA · Reported as state-registered
Registration date: 2007-03-19
- ALC CAPITAL MANAGEMENT, LLC
Firm CRD 142387 · WA · Reported as state-registered
Registration date: 2019-01-02
- RETIREMENT RESOURCES WEALTH MANAGEMENT, LP
Firm CRD 142428 · TX · Reported as state-registered
Registration date: 2011-01-13
- TRISPERITY ADVISORS, LLC
Firm CRD 142438 · TX · Reported as state-registered
Registration date: 2007-01-01
- EVLA HILLS EQUITY SERVICES LLC
Firm CRD 142446 · CA · Reported as state-registered
Registration date: 2007-01-10
- MONTEREY BAY ASSET MANAGEMENT LLC
Firm CRD 142460 · CA · Reported as state-registered
Registration date: 2007-02-21
- SOHO FINANCIAL SERVICES LLC
Firm CRD 142510 · CA · Reported as state-registered
Registration date: 2018-10-25
- INTERLAKE CAPITAL MANAGEMENT, LLC
Firm CRD 142577 · CA · Reported as state-registered
Registration date: 2009-06-29
- GALILEO PLANNING GROUP, INC
Firm CRD 142586 · CA · Reported as state-registered
Registration date: 2007-02-22
- GALILEO PLANNING GROUP, INC
Firm CRD 142586 · WA · Reported as state-registered
Registration date: 2006-11-28
- A-V CAPITAL MANAGEMENT, LLC
Firm CRD 142599 · TX · Reported as state-registered
Registration date: 2012-06-15
- BEDFIELD ASSET MANAGEMENT, LLC
Firm CRD 142603 · WA · Reported as state-registered
Registration date: 2007-11-21
- CUMBIE ADVISORY SERVICES, INC
Firm CRD 142606 · TX · Reported as state-registered
Registration date: 2017-01-05
- TRIDENT WEALTH MANAGEMENT, LLC
Firm CRD 142636 · AZ · Reported as state-registered
Registration date: 2007-02-14
- JC FINANCIAL PLANNING & INVESTMENTS, LLC
Firm CRD 142703 · CA · Reported as state-registered
Registration date: 2007-03-20
- RANDALL STONE FINANCIAL
Firm CRD 142729 · CA · Reported as state-registered
Registration date: 2012-01-01
- PARK PLACE WEALTH ADVISORS, INC
Firm CRD 142745 · CA · Reported as state-registered
Registration date: 2007-01-24
- RESOLVE FINANCIAL, LLC
Firm CRD 142792 · CA · Reported as state-registered
Registration date: 2007-04-16
- FORTRESS ESTATE SOLUTIONS, PLLC
Firm CRD 142809 · TX · Reported as state-registered
Registration date: 2007-03-27
- INTERWEST INVESTMENT ADVISORS, INC
Firm CRD 142840 · WA · Reported as state-registered
Registration date: 2015-01-14
- POLESTAR CAPITAL LLC
Firm CRD 142864 · CA · Reported as state-registered
Registration date: 2007-03-15
- GENEVA FINANCIAL GROUP LLC
Firm CRD 142899 · TX · Reported as state-registered
Registration date: 2010-02-12
- ASSET LIFT WEALTH MANAGEMENT, LLC
Firm CRD 142929 · TX · Reported as state-registered
Registration date: 2022-01-24
- VINCOSE CAPITAL MANAGEMENT, LLC
Firm CRD 142938 · TX · Reported as state-registered
Registration date: 2021-11-17