State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- INTEGRATED RETIREMENT STRATEGIES
Firm CRD 142969 · CA · Reported as state-registered
Registration date: 2011-11-03
- JPS GLOBAL INVESTMENTS, LLC
Firm CRD 142974 · CA · Reported as state-registered
Registration date: 2007-04-13
- SIMPLE LIFE FINANCIAL
Firm CRD 142992 · CA · Reported as state-registered
Registration date: 2007-05-07
- TRACHTENBERG CAPITAL MANAGEMENT, LLC
Firm CRD 143054 · CA · Reported as state-registered
Registration date: 2007-04-30
- PONDEROSA INVESTMENT GROUP, LLC
Firm CRD 143055 · WA · Reported as state-registered
Registration date: 2007-02-13
- ME FINANCIAL, PLLC
Firm CRD 143070 · AZ · Reported as state-registered
Registration date: 2007-03-16
- JEFFERY C. WELCH AND ASSOCIATES, INC.
Firm CRD 143092 · CA · Reported as state-registered
Registration date: 2007-04-23
- MCMILLAN CAPITAL MANAGEMENT, LLC
Firm CRD 143179 · TX · Reported as state-registered
Registration date: 2012-01-01
- QUINN CAPITAL LLC
Firm CRD 143182 · CA · Reported as state-registered
Registration date: 2007-04-17
- BOYNTON FINANCIAL LLC
Firm CRD 143201 · TX · Reported as state-registered
Registration date: 2017-01-24
- WEALTH PLANNING GROUP, INC.
Firm CRD 143222 · CA · Reported as state-registered
Registration date: 2007-04-18
- MCBEE ADVISORS, INC.
Firm CRD 143223 · AZ · Reported as state-registered
Registration date: 2013-09-26
- MCBEE ADVISORS, INC.
Firm CRD 143223 · CA · Reported as state-registered
Registration date: 2012-04-30
- MCBEE ADVISORS, INC.
Firm CRD 143223 · TX · Reported as state-registered
Registration date: 2012-05-18
- MCBEE ADVISORS, INC.
Firm CRD 143223 · WA · Reported as state-registered
Registration date: 2012-07-05
- EUGENIO FINANCIAL
Firm CRD 143260 · WA · Reported as state-registered
Registration date: 2014-07-14
- THE VIABLE GROUP, INC.
Firm CRD 143266 · TX · Reported as state-registered
Registration date: 2007-05-31
- MCM ADVISORY, LLC
Firm CRD 143273 · WA · Reported as state-registered
Registration date: 2007-04-25
- JW FINANCIAL ADVISORS, LLC
Firm CRD 143275 · CA · Reported as state-registered
Registration date: 2007-07-25
- MACC IV GROUP
Firm CRD 143285 · AZ · Reported as state-registered
Registration date: 2010-03-01
- MACC IV GROUP
Firm CRD 143285 · CA · Reported as state-registered
Registration date: 2023-06-30
- CASTELLAN FINANCIAL ADVISORS
Firm CRD 143334 · CA · Reported as state-registered
Registration date: 2007-04-30
- MACRO WEALTH MANAGEMENT, INC.
Firm CRD 143382 · WA · Reported as state-registered
Registration date: 2019-12-23
- MULLIGAN CAPITAL, INC
Firm CRD 143406 · AZ · Reported as state-registered
Registration date: 2024-01-18
- SECTOR LOGIC, LP
Firm CRD 143470 · CA · Reported as state-registered
Registration date: 2007-06-21