State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HARRISON LAZARUS ADVISORS, INC.
Firm CRD 144089 · CA · Reported as state-registered
Registration date: 2007-07-20
- MOORE FINANCIAL STRATEGIES, LLC
Firm CRD 144105 · CA · Reported as state-registered
Registration date: 2011-04-06
- WSA AFFILIATES, LLC
Firm CRD 144108 · TX · Reported as state-registered
Registration date: 2008-02-25
- TRUEPATH FINANCIAL PLANNING
Firm CRD 144118 · AZ · Reported as state-registered
Registration date: 2025-08-14
- TRUEPATH FINANCIAL PLANNING
Firm CRD 144118 · TX · Reported as state-registered
Registration date: 2007-08-13
- LEGACY INVESTMENT SERVICES, LLC
Firm CRD 144127 · AZ · Reported as state-registered
Registration date: 2022-03-07
- LEGACY INVESTMENT SERVICES, LLC
Firm CRD 144127 · CA · Reported as state-registered
Registration date: 2008-02-29
- BLOCH PRIVATE WEALTH, LLC
Firm CRD 144135 · TX · Reported as state-registered
Registration date: 2018-01-02
- ARCON WEALTH MANAGEMENT
Firm CRD 144137 · TX · Reported as state-registered
Registration date: 2007-05-31
- SPECTRUM WEALTH MANAGEMENT, LLC
Firm CRD 144164 · TX · Reported as state-registered
Registration date: 2007-09-04
- FB ADVISORY SERVICES, LLC
Firm CRD 144203 · TX · Reported as state-registered
Registration date: 2017-03-10
- ICON IMPERIAL
Firm CRD 144297 · TX · Reported as state-registered
Registration date: 2008-01-01
- ARM FINANCIAL LLC
Firm CRD 144340 · CA · Reported as state-registered
Registration date: 2012-05-09
- JANIS FINANCIAL, LLC
Firm CRD 144352 · CA · Reported as state-registered
Registration date: 2007-08-16
- JANIS FINANCIAL, LLC
Firm CRD 144352 · WA · Reported as state-registered
Registration date: 2007-07-24
- DBA TANA INVESTMENT ADVISORS
Firm CRD 144392 · CA · Reported as state-registered
Registration date: 2008-04-03
- OSBORNE CAPITAL MANAGEMENT
Firm CRD 144394 · CA · Reported as state-registered
Registration date: 2007-10-12
- BUSINESS BLOCKS 101, INC.
Firm CRD 144398 · TX · Reported as state-registered
Registration date: 2008-12-08
- VISION FINANCIAL SERVICES, INC
Firm CRD 144409 · AZ · Reported as state-registered
Registration date: 2007-11-14
- WILSON ADVISORS, LLC
Firm CRD 144440 · CA · Reported as state-registered
Registration date: 2007-08-28
- ALL SEASONS INVESTMENT ADVISORS, INC
Firm CRD 144506 · CA · Reported as state-registered
Registration date: 2021-01-25
- KELLOGG WEALTH ADVISORS, INC.
Firm CRD 144514 · CA · Reported as state-registered
Registration date: 2007-09-20
- AIKAPA
Firm CRD 144517 · CA · Reported as state-registered
Registration date: 2007-10-02
- TIMBERLINE INVESTMENT MANAGEMENT, LLC
Firm CRD 144525 · WA · Reported as state-registered
Registration date: 2009-06-22
- CARTY FINANCIAL, INC.
Firm CRD 144564 · CA · Reported as state-registered
Registration date: 2007-07-26