State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BRIDGEBAY
Firm CRD 144565 · WA · Reported as state-registered
Registration date: 2008-04-17
- COMPASS ROSE FINANCIAL PLANNING & INVESTMENT MANAGEMENT
Firm CRD 144566 · CA · Reported as state-registered
Registration date: 2007-09-19
- DAVIS & WEHRLE, LLC
Firm CRD 144572 · TX · Reported as state-registered
Registration date: 2017-05-31
- BLUESAIL ADVISORS LLC
Firm CRD 144579 · TX · Reported as state-registered
Registration date: 2018-09-11
- BARNETT FINANCIAL PLANNING
Firm CRD 144590 · CA · Reported as state-registered
Registration date: 2007-09-27
- DIVERSIFIED CAPITAL GROUP
Firm CRD 144648 · CA · Reported as state-registered
Registration date: 2019-01-24
- HARRISON SECURITIES, INC.
Firm CRD 144685 · TX · Reported as state-registered
Registration date: 2007-09-25
- MOGUL WEALTH MANAGEMENT, INC.
Firm CRD 144711 · CA · Reported as state-registered
Registration date: 2011-05-16
- RIDLEY ASSET MANAGEMENT, LLC
Firm CRD 144735 · CA · Reported as state-registered
Registration date: 2011-10-03
- GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Firm CRD 144741 · AZ · Reported as state-registered
Registration date: 2019-10-09
- GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Firm CRD 144741 · CA · Reported as state-registered
Registration date: 2022-10-24
- GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Firm CRD 144741 · TX · Reported as state-registered
Registration date: 2026-09-17
- GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Firm CRD 144741 · WA · Reported as state-registered
Registration date: 2021-05-17
- ANALYTIC INVESTMENT MANAGEMENT LLC
Firm CRD 144752 · CA · Reported as state-registered
Registration date: 2007-10-10
- MAHALO ADVISORY SERVICES, LLC
Firm CRD 144793 · CA · Reported as state-registered
Registration date: 2007-09-20
- RMC FINANCIAL ADVISORS, LLC
Firm CRD 144821 · CA · Reported as state-registered
Registration date: 2007-09-19
- JAIN CAPITAL MANAGEMENT LLC
Firm CRD 144836 · CA · Reported as state-registered
Registration date: 2007-09-20
- PENSION MAXIMA INVESTMENT ADVISORY, INC.
Firm CRD 144858 · CA · Reported as state-registered
Registration date: 2012-05-18
- OAKVIEW CAPITAL MANAGEMENT, L.P.
Firm CRD 144877 · TX · Reported as state-registered
Registration date: 2026-01-15
- MEM INVESTMENTS
Firm CRD 144893 · CA · Reported as state-registered
Registration date: 2008-01-09
- DOMO CAPITAL MANAGEMENT, LLC
Firm CRD 144894 · CA · Reported as state-registered
Registration date: 2021-06-17
- DOMO CAPITAL MANAGEMENT, LLC
Firm CRD 144894 · TX · Reported as state-registered
Registration date: 2021-12-14
- DOMO CAPITAL MANAGEMENT, LLC
Firm CRD 144894 · WA · Reported as state-registered
Registration date: 2022-10-21
- ZELLER KERN BUSINESS ADVISORS
Firm CRD 144913 · CA · Reported as state-registered
Registration date: 2008-02-19
- LANE FLORENCE, LLC
Firm CRD 144916 · CA · Reported as state-registered
Registration date: 2007-10-15