State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- WEALTH LEGACY GROUP, INC.
Firm CRD 145705 · CA · Reported as state-registered
Registration date: 2008-02-19
- FLEMING FINANCIAL SERVICES
Firm CRD 145717 · AZ · Reported as state-registered
Registration date: 2009-09-17
- GSP FINANCIAL STRATEGIES
Firm CRD 145725 · CA · Reported as state-registered
Registration date: 2009-01-07
- DP CAPITAL MANAGEMENT INC.
Firm CRD 145776 · TX · Reported as state-registered
Registration date: 2008-06-18
- STEED INVESTMENTS, LLC
Firm CRD 145804 · TX · Reported as state-registered
Registration date: 2008-01-01
- ECONOMIC RESEARCH AND INSURANCE SOLUTIONS, LLC
Firm CRD 145834 · CA · Reported as state-registered
Registration date: 2008-03-20
- CPR FINANCIAL & INSURANCE SERVICES, INC.
Firm CRD 145855 · CA · Reported as state-registered
Registration date: 2008-01-15
- CPR FINANCIAL & INSURANCE SERVICES, INC.
Firm CRD 145855 · TX · Reported as state-registered
Registration date: 2015-02-06
- 10 STAR ASSET MANAGEMENT
Firm CRD 145873 · CA · Reported as state-registered
Registration date: 2008-03-27
- THE R.L. BROWN ADVISORY GROUP, LLC
Firm CRD 145880 · CA · Reported as state-registered
Registration date: 2008-02-07
- PREMIER FINANCIAL PLANNING, INC.
Firm CRD 145897 · CA · Reported as state-registered
Registration date: 2012-02-29
- KENSINGTON AMI, LLC
Firm CRD 145898 · CA · Reported as state-registered
Registration date: 2011-04-28
- IMHAUS INVESTMENT ADVISORS
Firm CRD 145960 · CA · Reported as state-registered
Registration date: 2008-02-05
- MATURE MONEY MANAGEMENT, INC
Firm CRD 145996 · CA · Reported as state-registered
Registration date: 2008-01-18
- FHWV FINANCIAL LLC
Firm CRD 146046 · CA · Reported as state-registered
Registration date: 2008-05-27
- Q4 STRATEGIC EQUITY ADVISORS INC.
Firm CRD 146071 · CA · Reported as state-registered
Registration date: 2019-01-11
- SZAFRAN CAPITAL MANAGEMENT, LLC
Firm CRD 146157 · TX · Reported as state-registered
Registration date: 2008-02-20
- KMF INVESTMENTS MANAGEMENT, LLC
Firm CRD 146210 · TX · Reported as state-registered
Registration date: 2008-02-01
- ULTIMATE RETIREMENT PRODUCTS, INC.
Firm CRD 146227 · CA · Reported as state-registered
Registration date: 2010-01-19
- PARK + ELM INVESTMENT ADVISERS
Firm CRD 146233 · WA · Reported as state-registered
Registration date: 2020-02-03
- VERITAS FINANCIAL SERVICES, LLC
Firm CRD 146264 · AZ · Reported as state-registered
Registration date: 2026-06-26
- PACIFIC WEALTH ADVISORS
Firm CRD 146267 · CA · Reported as state-registered
Registration date: 2008-07-18
- STRYKER FINANCIAL
Firm CRD 146273 · CA · Reported as state-registered
Registration date: 2026-07-03
- FLB CAPITAL MANAGEMENT, LLC
Firm CRD 146379 · TX · Reported as state-registered
Registration date: 2008-02-11
- LAGUNA INVESTMENT SERVICES
Firm CRD 146442 · CA · Reported as state-registered
Registration date: 2008-05-22