State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- R-TECH ADVISORS, INC.
Firm CRD 146541 · CA · Reported as state-registered
Registration date: 2008-05-07
- ESTES FINANCIAL SERVICES, INC.
Firm CRD 146590 · TX · Reported as state-registered
Registration date: 2008-03-14
- VAULT FINANCIAL, LLC
Firm CRD 146609 · AZ · Reported as state-registered
Registration date: 2008-05-02
- STRUCTURED WEALTH MANAGEMENT, INC.
Firm CRD 146611 · TX · Reported as state-registered
Registration date: 2008-08-07
- PREMIER WEALTH ADVISORS, INC.
Firm CRD 146676 · CA · Reported as state-registered
Registration date: 2019-01-31
- HEGARTY INVESTMENT LOGIC, LLC
Firm CRD 146678 · TX · Reported as state-registered
Registration date: 2019-08-01
- CONSCIENT CAPITAL, LLC
Firm CRD 146689 · AZ · Reported as state-registered
Registration date: 2012-02-14
- FOCUS ADVISORY, LLC
Firm CRD 146899 · WA · Reported as state-registered
Registration date: 2008-05-30
- RETIREMENT EVOLUTIONS WEALTH MANAGEMENT LLC
Firm CRD 146931 · AZ · Reported as state-registered
Registration date: 2008-07-29
- JRS INVESTMENTS AND WEALTH PRESERVATION, LLC
Firm CRD 146933 · CA · Reported as state-registered
Registration date: 2008-06-03
- JRS INVESTMENTS AND WEALTH PRESERVATION, LLC
Firm CRD 146933 · WA · Reported as state-registered
Registration date: 2015-09-11
- PRIME OPPORTUNITIES INVESTMENT GROUP LLC
Firm CRD 146944 · CA · Reported as state-registered
Registration date: 2008-05-15
- WEALTH RESCUE STRATEGIES, INC.
Firm CRD 146965 · AZ · Reported as state-registered
Registration date: 2012-05-29
- WEALTH RESCUE STRATEGIES, INC.
Firm CRD 146965 · CA · Reported as state-registered
Registration date: 2012-10-03
- WEALTH RESCUE STRATEGIES, INC.
Firm CRD 146965 · TX · Reported as state-registered
Registration date: 2012-08-24
- PCK INVESTMENTS
Firm CRD 146997 · TX · Reported as state-registered
Registration date: 2008-05-06
- RONALD A. BARTLETT & ASSOCIATES, LTD
Firm CRD 147038 · TX · Reported as state-registered
Registration date: 2021-06-08
- AVALON FINANCIAL ADVISORS
Firm CRD 147097 · CA · Reported as state-registered
Registration date: 2008-08-25
- LUKE FINANCIAL COMPANY, LLC
Firm CRD 147118 · TX · Reported as state-registered
Registration date: 2008-07-21
- STRATEGIC PORTFOLIO ADVISORS, INC.
Firm CRD 147194 · CA · Reported as state-registered
Registration date: 2016-01-22
- MARTIN WEALTH MANAGEMENT, LLC
Firm CRD 147225 · CA · Reported as state-registered
Registration date: 2008-06-20
- FINANCIAL COMPASS INVESTMENT SERVICES, INC
Firm CRD 147260 · CA · Reported as state-registered
Registration date: 2008-06-04
- FINANCIAL COMPASS INVESTMENT SERVICES, INC
Firm CRD 147260 · TX · Reported as state-registered
Registration date: 2021-09-20
- HUMAN FINANCIAL
Firm CRD 147261 · TX · Reported as state-registered
Registration date: 2008-10-23
- RUGH FINANCIAL
Firm CRD 147310 · CA · Reported as state-registered
Registration date: 2008-06-10