State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ALPHA ALTERNATIVE INVESTMENTS, LLC
Firm CRD 147390 · TX · Reported as state-registered
Registration date: 2019-01-15
- STONEBRIDGE CAPITAL MANAGEMENT NW, LLC
Firm CRD 147392 · CA · Reported as state-registered
Registration date: 2009-03-13
- STONEBRIDGE CAPITAL MANAGEMENT NW, LLC
Firm CRD 147392 · WA · Reported as state-registered
Registration date: 2008-08-01
- SIRIUS WEALTH MANAGEMENT STRATEGIES, LLC
Firm CRD 147418 · TX · Reported as state-registered
Registration date: 2023-09-25
- MICHAEL P LYNCH WEALTH MANAGEMENT, LLC
Firm CRD 147450 · CA · Reported as state-registered
Registration date: 2009-01-26
- GOLDEN STATE ADVISORS, LLC
Firm CRD 147475 · CA · Reported as state-registered
Registration date: 2008-08-06
- DBG CAPITAL ADVISORS, LLC
Firm CRD 147504 · TX · Reported as state-registered
Registration date: 2008-07-28
- LEGION CAPITAL MANAGEMENT, LLC
Firm CRD 147552 · CA · Reported as state-registered
Registration date: 2008-08-20
- KENNEDY WEALTH MANAGEMENT, LLC
Firm CRD 147573 · CA · Reported as state-registered
Registration date: 2008-10-14
- FREQUENCY CAPITAL ADVISORS, LLC
Firm CRD 147604 · CA · Reported as state-registered
Registration date: 2008-08-18
- CASTLEWOOD FINANCIAL ADVISORS, LLC
Firm CRD 147624 · CA · Reported as state-registered
Registration date: 2008-12-15
- BDC INVESTMENT ADVISORS, LLC
Firm CRD 147627 · CA · Reported as state-registered
Registration date: 2008-10-10
- PACIFIC TRUST WEALTH MANAGEMENT
Firm CRD 147672 · CA · Reported as state-registered
Registration date: 2014-02-14
- DAVENPORT ADVISORS 14 LLC
Firm CRD 147675 · CA · Reported as state-registered
Registration date: 2009-01-01
- ZRCOR INC.
Firm CRD 147705 · CA · Reported as state-registered
Registration date: 2008-08-20
- BRAGG COMER FINANCIAL ADVISORS, LLC
Firm CRD 147750 · TX · Reported as state-registered
Registration date: 2008-10-07
- EOD INVESTMENTS, LLC
Firm CRD 147759 · WA · Reported as state-registered
Registration date: 2009-06-02
- MARQUAM CAPITAL
Firm CRD 147782 · WA · Reported as state-registered
Registration date: 2015-03-30
- HARNETT INVESTMENT ADVISERS LLC
Firm CRD 147801 · CA · Reported as state-registered
Registration date: 2008-08-13
- THE HELIX FINANCIAL GROUP
Firm CRD 147803 · TX · Reported as state-registered
Registration date: 2009-03-09
- BOULDER INVESTMENT GROUP
Firm CRD 147809 · AZ · Reported as state-registered
Registration date: 2020-06-24
- DCA INVESTMENT ADVISORY, LLC
Firm CRD 147882 · AZ · Reported as state-registered
Registration date: 2013-08-28
- BBN MANAGEMENT, LLC
Firm CRD 147954 · CA · Reported as state-registered
Registration date: 2019-01-22
- CONSERVATIVE EQUITY INVESTMENT ADVISORS
Firm CRD 147961 · WA · Reported as state-registered
Registration date: 2009-08-12
- JOINER FINANCIAL, LLC
Firm CRD 147962 · CA · Reported as state-registered
Registration date: 2008-10-21