State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- MERITAGE WEALTH ADVISORY, LLC
Firm CRD 147969 · CA · Reported as state-registered
Registration date: 2009-01-06
- PRESLEY CAPITAL MANAGEMENT, LLC
Firm CRD 147993 · TX · Reported as state-registered
Registration date: 2008-08-18
- DIABLO INVESTMENT ADVISORS, LLC
Firm CRD 148139 · CA · Reported as state-registered
Registration date: 2009-05-12
- PACIFIC ROCK CAPITAL, LLC
Firm CRD 148154 · CA · Reported as state-registered
Registration date: 2008-10-06
- NORTH SOUTH CAPITAL, LLC
Firm CRD 148158 · TX · Reported as state-registered
Registration date: 2009-08-07
- JS ALAN, LLC
Firm CRD 148163 · CA · Reported as state-registered
Registration date: 2008-10-20
- A.T. LLOYD'S, INC
Firm CRD 148225 · CA · Reported as state-registered
Registration date: 2016-03-28
- A.T. LLOYD'S, INC
Firm CRD 148225 · WA · Reported as state-registered
Registration date: 2008-12-02
- SIMPLE PORTFOLIO MANAGEMENT, INC.
Firm CRD 148263 · CA · Reported as state-registered
Registration date: 2021-03-11
- PARAH CAPITAL MANAGEMENT, LLC
Firm CRD 148353 · CA · Reported as state-registered
Registration date: 2009-09-29
- GEMINI ESTATE PLAN LLC
Firm CRD 148362 · TX · Reported as state-registered
Registration date: 2009-07-31
- ELLEN J WEBBER, CFP
Firm CRD 148382 · WA · Reported as state-registered
Registration date: 2008-11-03
- MAC ADAMS WEALTH ADVISORS, LLC
Firm CRD 148409 · TX · Reported as state-registered
Registration date: 2012-06-08
- RELIANCE INVESTING, INC.
Firm CRD 148481 · CA · Reported as state-registered
Registration date: 2018-03-29
- RELIANCE INVESTING, INC.
Firm CRD 148481 · WA · Reported as state-registered
Registration date: 2009-03-24
- COLEMAN INVESTMENT COUNSEL
Firm CRD 148513 · TX · Reported as state-registered
Registration date: 2009-07-13
- NARDENE WEALTH MANAGEMENT INC
Firm CRD 148528 · CA · Reported as state-registered
Registration date: 2008-10-28
- AGILE FINANCIAL PLANNING, LLC
Firm CRD 148547 · CA · Reported as state-registered
Registration date: 2009-05-14
- KOCH CAPITAL MANAGEMENT LLC
Firm CRD 148575 · CA · Reported as state-registered
Registration date: 2008-11-12
- HAMRICK FINANCIAL, LLC
Firm CRD 148587 · TX · Reported as state-registered
Registration date: 2008-10-29
- INTERMOUNTAIN WEALTH MANAGEMENT, INC.
Firm CRD 148646 · AZ · Reported as state-registered
Registration date: 2012-02-21
- BAUGHMAN FINANCIAL GROUP
Firm CRD 148649 · CA · Reported as state-registered
Registration date: 2012-04-30
- RMH INVESTMENT MANAGEMENT, LLC
Firm CRD 148650 · AZ · Reported as state-registered
Registration date: 2009-01-01
- BOLGIANO CAPITAL MANAGEMENT
Firm CRD 148654 · TX · Reported as state-registered
Registration date: 2010-04-21
- CAPITAL SYNERGY PARTNERS
Firm CRD 148733 · AZ · Reported as state-registered
Registration date: 2013-04-04