State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PARKHURST CONSULTING CPA PC
Firm CRD 149240 · TX · Reported as state-registered
Registration date: 2009-03-24
- SCHUTT CAPITAL MANAGEMENT LLC
Firm CRD 149266 · TX · Reported as state-registered
Registration date: 2013-04-01
- QVG, LLC
Firm CRD 149388 · TX · Reported as state-registered
Registration date: 2020-01-02
- BROOMFIELD ADVISORY & MANAGEMENT
Firm CRD 149434 · CA · Reported as state-registered
Registration date: 2009-04-29
- PINEDO FINANCIAL SERVICES
Firm CRD 149450 · CA · Reported as state-registered
Registration date: 2009-04-24
- HARVEST FINANCIAL GROUP, LLC
Firm CRD 149503 · CA · Reported as state-registered
Registration date: 2019-11-01
- AUGUST WEALTH GROUP, INC.
Firm CRD 149542 · AZ · Reported as state-registered
Registration date: 2023-08-24
- RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC
Firm CRD 149560 · AZ · Reported as state-registered
Registration date: 2009-03-19
- HOLBROOK MANAGEMENT, LLC
Firm CRD 149561 · TX · Reported as state-registered
Registration date: 2012-08-13
- OPTIMAL WEALTH ADVISORS, LLC
Firm CRD 149602 · TX · Reported as state-registered
Registration date: 2019-01-09
- MAIN STREET ASSET MANAGMENT
Firm CRD 149610 · TX · Reported as state-registered
Registration date: 2009-04-03
- THIRD EYE ASSOCIATES, LTD
Firm CRD 149627 · CA · Reported as state-registered
Registration date: 2022-01-01
- RN WEALTH ADVISORS, LLC
Firm CRD 149628 · CA · Reported as state-registered
Registration date: 2009-07-08
- SCUNDI INVESTMENT MANAGEMENT, LLC
Firm CRD 149633 · CA · Reported as state-registered
Registration date: 2009-05-11
- PACIFIC SHORES INVESTMENT ADVISORS
Firm CRD 149710 · CA · Reported as state-registered
Registration date: 2017-07-25
- RIVERFLOW WEALTH MANAGEMENT, LLC
Firm CRD 149725 · CA · Reported as state-registered
Registration date: 2011-01-01
- LAGUNA FINANCIAL ADVISORY
Firm CRD 149757 · CA · Reported as state-registered
Registration date: 2011-11-15
- TRI-STAR ADVISORS, INC.
Firm CRD 149760 · TX · Reported as state-registered
Registration date: 2023-06-12
- NOBLE ADVISORS, LLC
Firm CRD 149796 · TX · Reported as state-registered
Registration date: 2021-07-27
- HIP INVESTOR, INC.
Firm CRD 149825 · CA · Reported as state-registered
Registration date: 2009-06-09
- GUARDIAN CAPITAL GROUP LLC
Firm CRD 149856 · AZ · Reported as state-registered
Registration date: 2009-04-23
- GUARDIAN CAPITAL GROUP LLC
Firm CRD 149856 · TX · Reported as state-registered
Registration date: 2009-08-13
- MCBRYAR ADVISORY SERVICES, INC.
Firm CRD 149871 · TX · Reported as state-registered
Registration date: 2022-11-22
- RETIREMENT WEALTH GROUP, INC
Firm CRD 149878 · CA · Reported as state-registered
Registration date: 2009-08-17
- GORDON CARLSON & ASSOCIATES
Firm CRD 149891 · CA · Reported as state-registered
Registration date: 2012-04-20