State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PEAK WEALTH ADVISORS, INC.
Firm CRD 149922 · CA · Reported as state-registered
Registration date: 2009-11-17
- HWONG
Firm CRD 149925 · CA · Reported as state-registered
Registration date: 2009-07-20
- CIGX, LLC
Firm CRD 149934 · TX · Reported as state-registered
Registration date: 2021-08-11
- STERLING GROWTH INVESTMENTS, LLC
Firm CRD 150009 · TX · Reported as state-registered
Registration date: 2009-05-26
- SPRINGWATER ADVISORS, LLC
Firm CRD 150034 · TX · Reported as state-registered
Registration date: 2012-10-03
- ASPEN GROVE INVESTMENT MANAGEMENT, LLC
Firm CRD 150038 · CA · Reported as state-registered
Registration date: 2011-01-04
- THE BLAKELEY GROUP INC
Firm CRD 150066 · CA · Reported as state-registered
Registration date: 2012-07-11
- CROSSWELL FAMILY WEALTH ADVISORS
Firm CRD 150076 · TX · Reported as state-registered
Registration date: 2009-08-26
- BOON INVESTMENT GROUP, INC.
Firm CRD 150102 · TX · Reported as state-registered
Registration date: 2023-02-17
- KAMSON FINANCIAL
Firm CRD 150158 · AZ · Reported as state-registered
Registration date: 2013-05-15
- RAILROAD CANYON INSURANCE AND FINANCIAL SERVICES
Firm CRD 150168 · CA · Reported as state-registered
Registration date: 2011-02-03
- D.R. HARRIS & CO.
Firm CRD 150174 · CA · Reported as state-registered
Registration date: 2009-07-21
- THE MCBRIDE GROUP
Firm CRD 150179 · CA · Reported as state-registered
Registration date: 2009-09-23
- REGENT WEALTH MANAGEMENT, INC.
Firm CRD 150197 · TX · Reported as state-registered
Registration date: 2019-09-06
- CROSSPOINT CAPITAL MANAGEMENT
Firm CRD 150212 · CA · Reported as state-registered
Registration date: 2019-05-22
- SOUTH AVENUE INVESTMENT PARTNERS, LLC
Firm CRD 150267 · CA · Reported as state-registered
Registration date: 2022-01-18
- DEVIL MOUNTAIN INVESTMENT MANAGEMENT
Firm CRD 150278 · CA · Reported as state-registered
Registration date: 2009-09-22
- DEVIL MOUNTAIN INVESTMENT MANAGEMENT
Firm CRD 150278 · TX · Reported as state-registered
Registration date: 2025-02-14
- THE JONES STEWARDSHIP GROUP, LLC
Firm CRD 150314 · CA · Reported as state-registered
Registration date: 2009-06-24
- MUCH WEALTH MANAGEMENT, INC.
Firm CRD 150356 · CA · Reported as state-registered
Registration date: 2009-09-23
- MUCH WEALTH MANAGEMENT, INC.
Firm CRD 150356 · TX · Reported as state-registered
Registration date: 2023-06-08
- THE FINANCIAL COACHING GROUP, INC.
Firm CRD 150371 · CA · Reported as state-registered
Registration date: 2009-06-30
- FAUST CAPITAL MANAGEMENT, LLC
Firm CRD 150372 · CA · Reported as state-registered
Registration date: 2009-07-02
- LAURENCE FINANCIAL PLANNING LLC
Firm CRD 150401 · CA · Reported as state-registered
Registration date: 2013-02-22
- RGB CAPITAL GROUP
Firm CRD 150420 · CA · Reported as state-registered
Registration date: 2009-08-03