State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- GLOBAL WEALTH PARTNERS, LLC
Firm CRD 150481 · AZ · Reported as state-registered
Registration date: 2022-04-06
- ROBERT W. COLBY ASSET MANAGEMENT, INC.
Firm CRD 150498 · TX · Reported as state-registered
Registration date: 2017-02-17
- ALIGN INVESTMENT ADVISORS, LLC
Firm CRD 150501 · CA · Reported as state-registered
Registration date: 2009-07-15
- EDWARDS FINANCIAL SERVICES
Firm CRD 150517 · CA · Reported as state-registered
Registration date: 2026-05-20
- ANDORRA INVESTMENT MANAGEMENT, INC.
Firm CRD 150527 · CA · Reported as state-registered
Registration date: 2009-09-08
- GK CAPITAL PARTNERS
Firm CRD 150604 · WA · Reported as state-registered
Registration date: 2010-01-20
- PALMETTO WEALTH MANAGEMENT, LLC
Firm CRD 150648 · TX · Reported as state-registered
Registration date: 2009-11-04
- KEEFER PENSION CONSULTING, INC.
Firm CRD 150657 · CA · Reported as state-registered
Registration date: 2012-07-12
- LAKES WEALTH ADVISORY, LLC
Firm CRD 150666 · TX · Reported as state-registered
Registration date: 2009-08-14
- THE SULLIVAN GROUP
Firm CRD 150705 · CA · Reported as state-registered
Registration date: 2014-04-16
- LANNING FINANCIAL INC.
Firm CRD 150710 · CA · Reported as state-registered
Registration date: 2010-02-26
- DPCM
Firm CRD 150717 · CA · Reported as state-registered
Registration date: 2013-04-19
- DPCM
Firm CRD 150717 · TX · Reported as state-registered
Registration date: 2014-06-24
- DPCM
Firm CRD 150717 · WA · Reported as state-registered
Registration date: 2020-07-13
- FRESHFIELD CAPITAL, LLC
Firm CRD 150742 · TX · Reported as state-registered
Registration date: 2009-10-06
- SILA VALUE ADVISORS, LLC
Firm CRD 150760 · CA · Reported as state-registered
Registration date: 2009-10-06
- CAPITAL TRUST WEALTH MANAGEMENT
Firm CRD 150860 · AZ · Reported as state-registered
Registration date: 2017-06-23
- SHADE TREE PARTNERS LLC
Firm CRD 150865 · TX · Reported as state-registered
Registration date: 2009-07-30
- MARIPOSA CAPITAL MANAGEMENT, LLC
Firm CRD 150870 · CA · Reported as state-registered
Registration date: 2020-01-31
- HENDERSON ASSET MANAGEMENT, LLC
Firm CRD 150876 · CA · Reported as state-registered
Registration date: 2009-09-24
- COBB PLANNING GROUP
Firm CRD 150880 · CA · Reported as state-registered
Registration date: 2009-09-01
- PERRY INVESTMENT MANAGEMENT, LLC
Firm CRD 150908 · TX · Reported as state-registered
Registration date: 2009-08-24
- ATHENA ADVISOR SERVICES, LLC
Firm CRD 150960 · AZ · Reported as state-registered
Registration date: 2017-01-01
- TETRANT FINANCIAL
Firm CRD 150985 · AZ · Reported as state-registered
Registration date: 2009-08-11
- TRINITY FINANCIAL SERVICES, INC.
Firm CRD 151051 · TX · Reported as state-registered
Registration date: 2025-06-10