State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- THE RETIREMENT READINESS INSTITUTE
Firm CRD 151123 · CA · Reported as state-registered
Registration date: 2010-01-01
- NWT ADVISORS, LLC
Firm CRD 151192 · WA · Reported as state-registered
Registration date: 2009-09-16
- LORINTINE CAPITAL
Firm CRD 151204 · CA · Reported as state-registered
Registration date: 2020-03-25
- LORINTINE CAPITAL
Firm CRD 151204 · TX · Reported as state-registered
Registration date: 2010-06-28
- STACK ASSET MANAGEMENT
Firm CRD 151247 · CA · Reported as state-registered
Registration date: 2018-01-19
- LIFE PLANNING ADVISORS LLC
Firm CRD 151292 · AZ · Reported as state-registered
Registration date: 2018-01-04
- LEWIS ADVISORY GROUP
Firm CRD 151307 · CA · Reported as state-registered
Registration date: 2012-03-23
- WATERROCK GLOBAL ASSET MANAGEMENT
Firm CRD 151309 · AZ · Reported as state-registered
Registration date: 2021-05-05
- WATERROCK GLOBAL ASSET MANAGEMENT
Firm CRD 151309 · CA · Reported as state-registered
Registration date: 2015-04-10
- WATERROCK GLOBAL ASSET MANAGEMENT
Firm CRD 151309 · WA · Reported as state-registered
Registration date: 2010-01-25
- PERSONAL ECONOMIC PLANNING, LLC
Firm CRD 151333 · CA · Reported as state-registered
Registration date: 2010-10-12
- CLARK FINANCIAL LLC
Firm CRD 151339 · TX · Reported as state-registered
Registration date: 2009-10-12
- MNM VESTED, LLC
Firm CRD 151350 · TX · Reported as state-registered
Registration date: 2019-04-08
- PGP WEALTH SERVICES, LLC
Firm CRD 151373 · CA · Reported as state-registered
Registration date: 2024-07-18
- CUNNINGHAM INVESTMENT MANAGEMENT, LLC
Firm CRD 151389 · CA · Reported as state-registered
Registration date: 2013-04-15
- MYERS, WALTER L
Firm CRD 151436 · CA · Reported as state-registered
Registration date: 2010-05-06
- TRELLISENT INVESTMENTS
Firm CRD 151473 · TX · Reported as state-registered
Registration date: 2021-01-21
- BLUE ROCK FINANCIAL SERVICES, INC.
Firm CRD 151566 · CA · Reported as state-registered
Registration date: 2010-06-03
- MAIN AVENUE FINANCIAL SERVICES, LLC
Firm CRD 151580 · AZ · Reported as state-registered
Registration date: 2020-09-25
- MAIN AVENUE FINANCIAL SERVICES, LLC
Firm CRD 151580 · CA · Reported as state-registered
Registration date: 2025-03-12
- MAIN AVENUE FINANCIAL SERVICES, LLC
Firm CRD 151580 · WA · Reported as state-registered
Registration date: 2017-10-20
- WIGGIN FINANCIAL SERVICES
Firm CRD 151596 · TX · Reported as state-registered
Registration date: 2020-10-07
- MONEY MANAGERS, INC.
Firm CRD 151602 · CA · Reported as state-registered
Registration date: 2025-06-20
- ATRATO ASSET MANAGEMENT LLC
Firm CRD 151620 · WA · Reported as state-registered
Registration date: 2024-10-04
- PARK WEALTH MANAGEMENT
Firm CRD 151633 · WA · Reported as state-registered
Registration date: 2010-08-09