State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BIRD DOG TRADING CORPORATION
Firm CRD 152817 · TX · Reported as state-registered
Registration date: 2010-05-28
- ZH WEALTH MANAGEMENT, LLC
Firm CRD 152819 · CA · Reported as state-registered
Registration date: 2016-09-02
- TRONDHEIM CAPITAL, LLC
Firm CRD 152843 · AZ · Reported as state-registered
Registration date: 2010-04-09
- SIMPLE WEALTH LLC
Firm CRD 152865 · CA · Reported as state-registered
Registration date: 2026-07-27
- SIMPLE WEALTH LLC
Firm CRD 152865 · WA · Reported as state-registered
Registration date: 2011-08-24
- RIC KOMAREK, CFP
Firm CRD 152947 · CA · Reported as state-registered
Registration date: 2010-03-17
- MVM ADVISORS, LLC
Firm CRD 152960 · TX · Reported as state-registered
Registration date: 2015-04-17
- SIMPLYSMART ASSET MANAGEMENT
Firm CRD 152991 · CA · Reported as state-registered
Registration date: 2010-04-05
- PERFORMANCE INVESTMENT GROUP
Firm CRD 153030 · TX · Reported as state-registered
Registration date: 2010-04-14
- AUTHENTIC FINANCIAL PLANNING
Firm CRD 153032 · AZ · Reported as state-registered
Registration date: 2010-04-14
- SILVER LEAF FINANCIAL, INC.
Firm CRD 153037 · AZ · Reported as state-registered
Registration date: 2012-02-08
- LCR FINANCIAL GROUP, LLC
Firm CRD 153038 · TX · Reported as state-registered
Registration date: 2018-12-18
- GESAR CAPITAL MANAGEMENT
Firm CRD 153043 · CA · Reported as state-registered
Registration date: 2010-12-22
- KARPINSKI FINANCIAL, LLC
Firm CRD 153085 · AZ · Reported as state-registered
Registration date: 2010-04-14
- QUANTS CAPITAL MANAGEMENT, INC
Firm CRD 153124 · CA · Reported as state-registered
Registration date: 2019-01-30
- TRANER SMITH WEALTH MANAGEMENT, INC.
Firm CRD 153166 · WA · Reported as state-registered
Registration date: 2010-03-11
- TRIUMPH WEALTH ADVISORS, INC.
Firm CRD 153175 · TX · Reported as state-registered
Registration date: 2024-07-19
- OAKLEAF ASSET ADVISORS
Firm CRD 153182 · CA · Reported as state-registered
Registration date: 2010-04-19
- FIRMO INVESTMENT CONSULTING SERVICES
Firm CRD 153185 · CA · Reported as state-registered
Registration date: 2011-06-03
- FIRMO INVESTMENT CONSULTING SERVICES
Firm CRD 153185 · TX · Reported as state-registered
Registration date: 2014-07-24
- EDMD FINANCIAL STRATEGIES, LLC
Firm CRD 153242 · CA · Reported as state-registered
Registration date: 2010-08-24
- ITHAKA FINANCIAL PLANNING, LLC
Firm CRD 153244 · TX · Reported as state-registered
Registration date: 2010-06-22
- IN TOUCH FINANCIAL SERVICES
Firm CRD 153249 · CA · Reported as state-registered
Registration date: 2016-01-25
- IN TOUCH FINANCIAL SERVICES
Firm CRD 153249 · TX · Reported as state-registered
Registration date: 2024-03-14
- ASSET WEALTH ADVISORS, LLC
Firm CRD 153250 · AZ · Reported as state-registered
Registration date: 2020-06-26