State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BORTEL INVESTMENT MANAGEMENT, LLC
Firm CRD 153297 · WA · Reported as state-registered
Registration date: 2010-05-06
- LIN CAPITAL MANAGEMENT, LLC
Firm CRD 153301 · WA · Reported as state-registered
Registration date: 2010-10-22
- PI SQUARE CAPITAL, LLC
Firm CRD 153310 · WA · Reported as state-registered
Registration date: 2010-03-15
- SENSUS WEALTH MANAGEMENT GROUP LLC
Firm CRD 153357 · TX · Reported as state-registered
Registration date: 2012-02-17
- FLETCHER CAPITAL MANAGEMENT
Firm CRD 153360 · CA · Reported as state-registered
Registration date: 2022-07-12
- CATOOSA FUND MANAGEMENT LLC
Firm CRD 153369 · CA · Reported as state-registered
Registration date: 2018-02-05
- LFS RIA, LLC
Firm CRD 153391 · TX · Reported as state-registered
Registration date: 2010-04-07
- CLOUT INC. ADVISORS
Firm CRD 153396 · AZ · Reported as state-registered
Registration date: 2010-08-31
- JOURNEY FINANCIAL MANAGEMENT, LLC
Firm CRD 153404 · TX · Reported as state-registered
Registration date: 2010-07-20
- SML CAPITAL LLC
Firm CRD 153416 · CA · Reported as state-registered
Registration date: 2010-04-29
- RAINEY ASSET MANAGEMENT, INC.
Firm CRD 153420 · TX · Reported as state-registered
Registration date: 2012-03-21
- CRENSHAW CAPITAL MANAGEMENT
Firm CRD 153427 · CA · Reported as state-registered
Registration date: 2010-11-12
- CRENSHAW CAPITAL MANAGEMENT
Firm CRD 153427 · TX · Reported as state-registered
Registration date: 2010-11-03
- GRAF FINANCIAL, L.L.C.
Firm CRD 153441 · TX · Reported as state-registered
Registration date: 2010-06-28
- ACELA CAPITAL MANAGEMENT, LLC
Firm CRD 153444 · CA · Reported as state-registered
Registration date: 2011-03-08
- ETF STRATEGIES, LLC
Firm CRD 153477 · TX · Reported as state-registered
Registration date: 2010-04-27
- WEALTH GUARDIAN ADVISORY, PLLC
Firm CRD 153483 · AZ · Reported as state-registered
Registration date: 2010-04-29
- THINK WEALTH ADVISORY, LLC
Firm CRD 153492 · AZ · Reported as state-registered
Registration date: 2010-10-14
- CRYSTAL INVESTMENT MANAGEMENT
Firm CRD 153500 · CA · Reported as state-registered
Registration date: 2010-07-09
- SAGE PORTFOLIO MANAGEMENT LLC
Firm CRD 153512 · TX · Reported as state-registered
Registration date: 2011-02-01
- ARKENSTONE FINANCIAL, LLC
Firm CRD 153530 · CA · Reported as state-registered
Registration date: 2011-01-04
- ARKENSTONE FINANCIAL, LLC
Firm CRD 153530 · TX · Reported as state-registered
Registration date: 2021-08-02
- WYKRENT, DAMON
Firm CRD 153532 · TX · Reported as state-registered
Registration date: 2010-06-09
- AMS CAPITAL MANAGEMENT LLC
Firm CRD 153540 · CA · Reported as state-registered
Registration date: 2011-03-07
- AMERIGO ASSET MANAGEMENT CORPORATION
Firm CRD 153607 · TX · Reported as state-registered
Registration date: 2012-07-03