State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC.
Firm CRD 112862 · CA · Reported as state-registered
Registration date: 1992-05-05
- BFF WEALTH MANAGEMENT, INC.
Firm CRD 112877 · CA · Reported as state-registered
Registration date: 2002-07-01
- ROSLUND, JOHN CABELL
Firm CRD 112929 · CA · Reported as state-registered
Registration date: 1999-01-01
- MARELLO INVESTMENT ADVISORS, INC.
Firm CRD 112946 · CA · Reported as state-registered
Registration date: 2001-08-20
- FERNANDEZ FINANCIAL ADVISORY, LLC
Firm CRD 112954 · CA · Reported as state-registered
Registration date: 2005-04-06
- PROFIT STRATEGIES, INC.
Firm CRD 112976 · CA · Reported as state-registered
Registration date: 2001-04-17
- CLIFFORD FINANCIAL PLANNING, INC.
Firm CRD 112978 · CA · Reported as state-registered
Registration date: 1998-01-01
- LANG ASSET MANAGEMENT, INC.
Firm CRD 113027 · TX · Reported as state-registered
Registration date: 2006-08-30
- DAVID DE KOEKKOEK, CFP, EA
Firm CRD 113080 · CA · Reported as state-registered
Registration date: 1995-12-18
- DOUGLAS BRIAN NEYLAND
Firm CRD 113095 · CA · Reported as state-registered
Registration date: 1998-12-02
- JIM MCKEEVER
Firm CRD 113127 · CA · Reported as state-registered
Registration date: 2005-01-05
- HAYKIN, MICHAEL
Firm CRD 113249 · CA · Reported as state-registered
Registration date: 1999-06-09
- ASCEND FINANCIAL ADVISERS, INC
Firm CRD 113273 · CA · Reported as state-registered
Registration date: 2000-04-10
- THE FINANCIAL ADVISORY GROUP
Firm CRD 113329 · CA · Reported as state-registered
Registration date: 1990-04-24
- PUBLIC RESOURCES ADVISORY GROUP
Firm CRD 113338 · CA · Reported as state-registered
Registration date: 2001-01-10
- DOTY EQUITY ADVISORS, INC.
Firm CRD 113351 · CA · Reported as state-registered
Registration date: 2006-07-27
- ROCKY MOUNTAIN HUMANE INVESTING LLC
Firm CRD 113421 · CA · Reported as state-registered
Registration date: 2001-08-06
- ROCKY MOUNTAIN HUMANE INVESTING LLC
Firm CRD 113421 · TX · Reported as state-registered
Registration date: 2004-01-21
- OAKVALE INVESTMENTS INC.
Firm CRD 113450 · CA · Reported as state-registered
Registration date: 1996-01-09
- PLAN AHEAD FINANCIAL MANAGEMENT, INC.
Firm CRD 113492 · TX · Reported as state-registered
Registration date: 2011-03-30
- BRASCIA INVESTMENT MANAGEMENT, INC.
Firm CRD 113505 · CA · Reported as state-registered
Registration date: 2003-01-01
- SHERWOOD INVESTMENTS
Firm CRD 113622 · WA · Reported as state-registered
Registration date: 2012-05-21
- WRWCO, LLC
Firm CRD 113665 · TX · Reported as state-registered
Registration date: 2012-07-03
- ASSET SOLUTIONS, INC.
Firm CRD 113717 · TX · Reported as state-registered
Registration date: 2016-05-17
- BACHE CAPITAL MANAGEMENT
Firm CRD 113719 · CA · Reported as state-registered
Registration date: 2012-06-20