State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FITCH FINANCIAL ADVISORS LLC
Firm CRD 113726 · CA · Reported as state-registered
Registration date: 2003-01-15
- DESERT FINANCIAL ADVISERS
Firm CRD 113751 · AZ · Reported as state-registered
Registration date: 1999-03-25
- S.E. THORN & CO.
Firm CRD 113754 · AZ · Reported as state-registered
Registration date: 1995-09-06
- WITNAUER SLOAN & ASSOCIATES LLC
Firm CRD 113765 · AZ · Reported as state-registered
Registration date: 1999-08-23
- OAK BROOK ASSET MANAGEMENT, CORPORATION
Firm CRD 113778 · AZ · Reported as state-registered
Registration date: 2001-04-19
- BECKER FINANCIAL SERVICES
Firm CRD 113783 · AZ · Reported as state-registered
Registration date: 1994-09-01
- WILLIAM ROANE SKEETERS, INC.
Firm CRD 113813 · TX · Reported as state-registered
Registration date: 2025-01-27
- INSIGHT FINANCIAL ADVISORS
Firm CRD 113822 · CA · Reported as state-registered
Registration date: 2010-02-24
- FINANCIAL COUNSEL, LLC
Firm CRD 113828 · AZ · Reported as state-registered
Registration date: 2001-03-22
- THOMAS CAPITAL MANAGEMENT, LLC
Firm CRD 113830 · AZ · Reported as state-registered
Registration date: 1999-11-03
- MEZIAB CAPITAL MANAGEMENT, INC.
Firm CRD 113856 · AZ · Reported as state-registered
Registration date: 1997-01-01
- KRUEGER FINANCIAL
Firm CRD 113862 · AZ · Reported as state-registered
Registration date: 1994-08-24
- J.W. ADVISORS INC.
Firm CRD 113883 · AZ · Reported as state-registered
Registration date: 1997-01-01
- PHYSICIANS CAPITAL INVESTMENT ADVISORS
Firm CRD 113942 · TX · Reported as state-registered
Registration date: 2025-09-03
- RUBICON FINANCIAL NETWORK
Firm CRD 113980 · AZ · Reported as state-registered
Registration date: 1998-04-08
- MERIT ADVISORS, INC.
Firm CRD 113999 · AZ · Reported as state-registered
Registration date: 2019-06-25
- WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE
Firm CRD 114010 · TX · Reported as state-registered
Registration date: 2000-02-15
- BACON & COMPANY
Firm CRD 114022 · CA · Reported as state-registered
Registration date: 2012-08-17
- SABINO INVESTMENT MANAGEMENT, L.L.C.
Firm CRD 114024 · AZ · Reported as state-registered
Registration date: 2014-11-21
- WILLIAM RUSSELL WELCH
Firm CRD 114036 · TX · Reported as state-registered
Registration date: 2001-06-01
- RICHARD VEERMAN
Firm CRD 114047 · CA · Reported as state-registered
Registration date: 1994-07-19
- WRIGHT FINANCIAL, LLC
Firm CRD 114076 · CA · Reported as state-registered
Registration date: 2012-06-28
- PEGASUS INVESTMENT MANAGEMENT LLC
Firm CRD 114079 · WA · Reported as state-registered
Registration date: 2011-05-27
- NIX WEALTH MANAGEMENT
Firm CRD 114091 · CA · Reported as state-registered
Registration date: 1995-03-17
- THE ASTRAEA CORPORATION
Firm CRD 114124 · CA · Reported as state-registered
Registration date: 2001-10-15