State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FDP WEALTH MANAGEMENT, LLC
Firm CRD 154597 · CA · Reported as state-registered
Registration date: 2011-01-11
- AN IRRATIONAL MIND, LLC
Firm CRD 154628 · WA · Reported as state-registered
Registration date: 2010-08-13
- DOMASK WEALTH MANAGEMENT, LLC
Firm CRD 154629 · AZ · Reported as state-registered
Registration date: 2010-08-23
- RETIREMENT LIFESTYLES ADVISORY GROUP
Firm CRD 154642 · CA · Reported as state-registered
Registration date: 2010-10-28
- OCEAN AVENUE WEALTH MANAGEMENT
Firm CRD 154655 · CA · Reported as state-registered
Registration date: 2010-08-31
- PAUL D. SIPPIL & ASSOCIATES, LLC
Firm CRD 154656 · CA · Reported as state-registered
Registration date: 2026-09-25
- ENSEMBLE FINANCIAL, INC.
Firm CRD 154738 · TX · Reported as state-registered
Registration date: 2011-01-06
- SOUND MONEY MANAGEMENT, INC.
Firm CRD 154752 · TX · Reported as state-registered
Registration date: 2018-12-03
- ROCKRIDGE MONEY MANAGEMENT LLC
Firm CRD 154778 · CA · Reported as state-registered
Registration date: 2012-06-22
- BELTRAMO FINANCIAL SERVICES, INC.
Firm CRD 154791 · CA · Reported as state-registered
Registration date: 2010-10-27
- SOUTH TEXAS ADVISORS FOR RETIREES, LLC
Firm CRD 154793 · TX · Reported as state-registered
Registration date: 2010-09-30
- ROWEN CAPITAL MANAGEMENT, LLC
Firm CRD 154797 · CA · Reported as state-registered
Registration date: 2010-10-12
- CAPSTONE PACIFIC INVESTMENT STRATEGIES
Firm CRD 154819 · AZ · Reported as state-registered
Registration date: 2021-09-08
- CAPSTONE PACIFIC INVESTMENT STRATEGIES
Firm CRD 154819 · CA · Reported as state-registered
Registration date: 2010-11-18
- HENNEY WEALTH MANAGEMENT
Firm CRD 154824 · CA · Reported as state-registered
Registration date: 2012-08-07
- FRANK ELMER INVESTMENT STRATEGIES LLC
Firm CRD 154841 · CA · Reported as state-registered
Registration date: 2010-10-20
- AGG ASSET MANAGEMENT, LLC
Firm CRD 154846 · CA · Reported as state-registered
Registration date: 2011-03-08
- MONT BLANC ASSET, INC.
Firm CRD 154853 · CA · Reported as state-registered
Registration date: 2010-11-17
- EQUITY LOGIC
Firm CRD 154870 · CA · Reported as state-registered
Registration date: 2018-01-11
- SYZYGY FINANCIAL LLC
Firm CRD 154896 · CA · Reported as state-registered
Registration date: 2011-01-04
- DANIEL FINANCIAL GROUP, INC.
Firm CRD 154906 · TX · Reported as state-registered
Registration date: 2016-06-24
- JDG WEALTH MANAGEMENT GROUP, LLC
Firm CRD 154915 · TX · Reported as state-registered
Registration date: 2015-01-05
- VERTICAL WEALTH MANAGEMENT
Firm CRD 154953 · CA · Reported as state-registered
Registration date: 2026-06-24
- VERTICAL WEALTH MANAGEMENT
Firm CRD 154953 · TX · Reported as state-registered
Registration date: 2022-01-07
- MITCHELL GROUP DELAWARE LLC
Firm CRD 154959 · TX · Reported as state-registered
Registration date: 2023-03-09