State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HEYMAN WEALTH MANAGEMENT, LLC
Firm CRD 154971 · CA · Reported as state-registered
Registration date: 2010-11-29
- WORCHESTERSHIRE FINANCIAL
Firm CRD 154986 · TX · Reported as state-registered
Registration date: 2011-05-04
- LAMPLIGHTER CAPITAL MANAGEMENT
Firm CRD 155066 · CA · Reported as state-registered
Registration date: 2011-01-04
- GREENWOOD INVESTORS LLC
Firm CRD 155088 · TX · Reported as state-registered
Registration date: 2012-08-29
- RHM CAPITAL MANAGEMENT, INC.
Firm CRD 155229 · CA · Reported as state-registered
Registration date: 2011-03-10
- RHM CAPITAL MANAGEMENT, INC.
Firm CRD 155229 · TX · Reported as state-registered
Registration date: 2018-08-28
- CONNOLLY WEALTH MANAGEMENT
Firm CRD 155240 · TX · Reported as state-registered
Registration date: 2011-02-14
- SETTLEMENT CAPITAL ADVISORS
Firm CRD 155250 · CA · Reported as state-registered
Registration date: 2026-07-23
- SETTLEMENT CAPITAL ADVISORS
Firm CRD 155250 · WA · Reported as state-registered
Registration date: 2024-01-02
- IRONWOOD WEALTH ADVISORS, LLC
Firm CRD 155276 · AZ · Reported as state-registered
Registration date: 2012-09-18
- TOURMALINE CAPITAL MANAGEMENT LLC
Firm CRD 155294 · CA · Reported as state-registered
Registration date: 2011-03-02
- HOWARD FINANCIAL
Firm CRD 155323 · CA · Reported as state-registered
Registration date: 2011-01-12
- SAPLING WEALTH MANAGEMENT
Firm CRD 155361 · WA · Reported as state-registered
Registration date: 2011-01-03
- POGSON & MATT WEALTH MANAGEMENT GROUP
Firm CRD 155377 · AZ · Reported as state-registered
Registration date: 2011-01-07
- POGSON & MATT WEALTH MANAGEMENT GROUP
Firm CRD 155377 · TX · Reported as state-registered
Registration date: 2013-02-11
- CORE ASSET MANAGEMENT, LLC
Firm CRD 155385 · CA · Reported as state-registered
Registration date: 2011-05-31
- ONEMONEY
Firm CRD 155391 · CA · Reported as state-registered
Registration date: 2021-02-11
- ALEPH INVESTMENTS, LLC
Firm CRD 155404 · CA · Reported as state-registered
Registration date: 2014-11-06
- ALEPH INVESTMENTS, LLC
Firm CRD 155404 · TX · Reported as state-registered
Registration date: 2011-03-03
- LOGICAL INVESTMENTS, LLC
Firm CRD 155428 · TX · Reported as state-registered
Registration date: 2013-09-20
- SPRINGREEF LLC
Firm CRD 155455 · CA · Reported as state-registered
Registration date: 2024-11-05
- HURLEY WEALTH MANAGEMENT GROUP, INC
Firm CRD 155475 · CA · Reported as state-registered
Registration date: 2011-07-07
- INVESTMENT STRATEGIES, L.L.C.
Firm CRD 155481 · TX · Reported as state-registered
Registration date: 2011-05-23
- ACI WEALTH ADVISORS
Firm CRD 155494 · CA · Reported as state-registered
Registration date: 2013-03-15
- ACI WEALTH ADVISORS
Firm CRD 155494 · TX · Reported as state-registered
Registration date: 2018-10-25