State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- WILLIS FINANCIAL SERVICES, INC.
Firm CRD 155501 · CA · Reported as state-registered
Registration date: 2011-01-26
- BEHAGE FINANCIAL
Firm CRD 155519 · CA · Reported as state-registered
Registration date: 2011-07-26
- HEINZ GLOBAL ASSET MANAGEMENT, INC.
Firm CRD 155610 · CA · Reported as state-registered
Registration date: 2011-04-12
- ROWE CONSULTING GROUP, LLC
Firm CRD 155611 · CA · Reported as state-registered
Registration date: 2023-05-03
- ADB CAPITAL MANAGEMENT, LLC
Firm CRD 155619 · TX · Reported as state-registered
Registration date: 2015-06-05
- ADB CAPITAL MANAGEMENT, LLC
Firm CRD 155619 · WA · Reported as state-registered
Registration date: 2026-06-25
- CANDOR FINANCIAL, LLC
Firm CRD 155632 · CA · Reported as state-registered
Registration date: 2023-02-03
- OBEL FINANCIAL ADVISORS
Firm CRD 155640 · CA · Reported as state-registered
Registration date: 2011-02-14
- TAMARIND FINANCIAL PLANNING
Firm CRD 155651 · CA · Reported as state-registered
Registration date: 2011-01-13
- KFICO, LLC REGISTERED INVESTMENT ADVISOR
Firm CRD 155673 · CA · Reported as state-registered
Registration date: 2017-01-25
- FOCUSYOU
Firm CRD 155690 · CA · Reported as state-registered
Registration date: 2011-02-11
- DAVID, ALAN R.
Firm CRD 155700 · CA · Reported as state-registered
Registration date: 2014-05-30
- PACIFIC CREST FINANCIAL ADVISORS, LLC
Firm CRD 155774 · CA · Reported as state-registered
Registration date: 2011-01-27
- PACIFIC CREST FINANCIAL ADVISORS, LLC
Firm CRD 155774 · WA · Reported as state-registered
Registration date: 2010-12-13
- TEHRANI WEALTH MANAGEMENT, LLC
Firm CRD 155802 · AZ · Reported as state-registered
Registration date: 2012-01-06
- MARTIN FINANCIAL SOLUTIONS, LLC
Firm CRD 155806 · AZ · Reported as state-registered
Registration date: 2012-03-09
- FOCUS POINT CAPITAL LLC
Firm CRD 155819 · CA · Reported as state-registered
Registration date: 2022-12-05
- MARRAM INVESTMENT MANAGEMENT, LLC
Firm CRD 155821 · CA · Reported as state-registered
Registration date: 2013-06-26
- MARRAM INVESTMENT MANAGEMENT, LLC
Firm CRD 155821 · WA · Reported as state-registered
Registration date: 2019-01-07
- DIABLO VISTA CAPITAL, LLC
Firm CRD 155830 · CA · Reported as state-registered
Registration date: 2011-01-21
- EL CAMINO REAL FINANCIAL ADVISORS
Firm CRD 155883 · CA · Reported as state-registered
Registration date: 2015-01-15
- PINYON PINE CAPITAL LLC
Firm CRD 155916 · CA · Reported as state-registered
Registration date: 2011-02-08
- ROSMAN ASSET MANAGEMENT, LLC
Firm CRD 155922 · TX · Reported as state-registered
Registration date: 2011-02-25
- FD BALL INVESTMENT ADVISORS, LLC
Firm CRD 155944 · CA · Reported as state-registered
Registration date: 2020-08-10
- GOTO FINANCIAL
Firm CRD 155948 · CA · Reported as state-registered
Registration date: 2012-06-26