State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- GOTO FINANCIAL
Firm CRD 155948 · TX · Reported as state-registered
Registration date: 2026-07-22
- SIMBA INVESTMENT ADVISORS
Firm CRD 155973 · TX · Reported as state-registered
Registration date: 2013-04-29
- EAST CANYON CAPITAL, LLC
Firm CRD 155995 · TX · Reported as state-registered
Registration date: 2011-02-16
- FINANCIALLY HEALTHY, LLC
Firm CRD 156022 · CA · Reported as state-registered
Registration date: 2011-03-18
- ALPHA RUSH, LLC
Firm CRD 156068 · CA · Reported as state-registered
Registration date: 2011-02-25
- AGF ADVISORS
Firm CRD 156071 · CA · Reported as state-registered
Registration date: 2011-02-16
- MOTIWALA CAPITAL
Firm CRD 156133 · TX · Reported as state-registered
Registration date: 2011-05-09
- MILTONIAN CAPITAL MANAGEMENT, LLC
Firm CRD 156144 · CA · Reported as state-registered
Registration date: 2011-02-23
- MILTONIAN CAPITAL MANAGEMENT, LLC
Firm CRD 156144 · TX · Reported as state-registered
Registration date: 2019-02-08
- KLOCKE CAPITAL GROUP, LLC
Firm CRD 156160 · CA · Reported as state-registered
Registration date: 2015-05-07
- KLOCKE CAPITAL GROUP, LLC
Firm CRD 156160 · TX · Reported as state-registered
Registration date: 2017-04-07
- UJJVAL INVESTMENTS, LLC
Firm CRD 156162 · TX · Reported as state-registered
Registration date: 2011-01-24
- WRIGHT WEALTH MANAGEMENT GROUP
Firm CRD 156184 · AZ · Reported as state-registered
Registration date: 2011-01-31
- INTEGROUS
Firm CRD 156189 · CA · Reported as state-registered
Registration date: 2011-03-15
- LPM ADVISORS, LLC
Firm CRD 156192 · CA · Reported as state-registered
Registration date: 2011-05-24
- BLACKWALL PARTNERS LLC
Firm CRD 156193 · TX · Reported as state-registered
Registration date: 2011-03-30
- BATTLE CAPITAL ASSET MANAGEMENT LLC
Firm CRD 156266 · AZ · Reported as state-registered
Registration date: 2011-05-09
- SABANA CAPITAL MANAGEMENT, LLC
Firm CRD 156273 · TX · Reported as state-registered
Registration date: 2011-06-14
- BURLINGAME INVESTMENT GROUP LLC
Firm CRD 156279 · CA · Reported as state-registered
Registration date: 2011-05-12
- RFG CAPITAL MANAGEMENT LLC
Firm CRD 156291 · AZ · Reported as state-registered
Registration date: 2015-07-22
- DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC
Firm CRD 156292 · CA · Reported as state-registered
Registration date: 2012-02-29
- LEPPLA CAPITAL MANAGEMENT LLC
Firm CRD 156328 · CA · Reported as state-registered
Registration date: 2011-07-18
- NEUSE RIVER CAPITAL, LLC
Firm CRD 156343 · AZ · Reported as state-registered
Registration date: 2015-03-17
- SOARD FINANCIAL MANAGEMENT, LLC
Firm CRD 156392 · TX · Reported as state-registered
Registration date: 2023-03-14
- MARKI FINANCIAL SERVICES, LLC
Firm CRD 156404 · CA · Reported as state-registered
Registration date: 2011-03-18