State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- OPCREST INVESTMENT MANAGEMENT, LLC
Firm CRD 156416 · TX · Reported as state-registered
Registration date: 2011-06-16
- RIGHT BRAIN MONEY
Firm CRD 156420 · CA · Reported as state-registered
Registration date: 2011-05-10
- HIGHLANDS WEALTH ADVISORS, LLC
Firm CRD 156428 · CA · Reported as state-registered
Registration date: 2011-03-11
- HERNANDEZ FINANCIAL
Firm CRD 156433 · WA · Reported as state-registered
Registration date: 2011-02-23
- NOVODYN ADVISORS LLC
Firm CRD 156451 · TX · Reported as state-registered
Registration date: 2026-03-04
- STADTLER CAPITAL MANAGEMENT, LLC
Firm CRD 156465 · TX · Reported as state-registered
Registration date: 2011-07-12
- DARK HORSE LLC
Firm CRD 156501 · TX · Reported as state-registered
Registration date: 2011-05-16
- TRANQUILITY PATH INVESTMENT ADVISORS, LLC
Firm CRD 156518 · WA · Reported as state-registered
Registration date: 2022-03-01
- LODESTONE CAPITAL SOLUTIONS LLC
Firm CRD 156520 · CA · Reported as state-registered
Registration date: 2011-04-19
- INVESTMENT MANAGEMENT
Firm CRD 156523 · CA · Reported as state-registered
Registration date: 2011-04-19
- ALPHA SOLUTIONS INVESTMENT ADVISORS
Firm CRD 156541 · CA · Reported as state-registered
Registration date: 2011-04-28
- LIFEPLAN FINANCIAL SERVICES, LP
Firm CRD 156548 · TX · Reported as state-registered
Registration date: 2011-06-01
- CARRINGTON FINANCIAL PLANNING, LLC
Firm CRD 156554 · CA · Reported as state-registered
Registration date: 2023-10-31
- CARRINGTON FINANCIAL PLANNING, LLC
Firm CRD 156554 · TX · Reported as state-registered
Registration date: 2023-09-21
- SECURE RETIREMENT ADVISORS, LLC
Firm CRD 156574 · AZ · Reported as state-registered
Registration date: 2011-03-17
- ADVICEANDTAXES.COM LLC
Firm CRD 156608 · AZ · Reported as state-registered
Registration date: 2022-01-01
- PIERPONT INVESTMENT GROUP, LLC
Firm CRD 156614 · CA · Reported as state-registered
Registration date: 2011-05-04
- DWP INVESTMENT MANAGEMENT, LLC
Firm CRD 156684 · TX · Reported as state-registered
Registration date: 2011-03-21
- ZOR CAPITAL, LLC
Firm CRD 156830 · CA · Reported as state-registered
Registration date: 2016-12-27
- ZOR CAPITAL, LLC
Firm CRD 156830 · TX · Reported as state-registered
Registration date: 2022-07-25
- J. MANGONE CAPITAL MANAGEMENT LLC
Firm CRD 157055 · AZ · Reported as state-registered
Registration date: 2011-04-06
- THE PROCESS MANAGEMENT GROUP, LLC
Firm CRD 157100 · CA · Reported as state-registered
Registration date: 2017-02-02
- NEW RIVER INVESTMENTS
Firm CRD 157173 · CA · Reported as state-registered
Registration date: 2014-08-18
- EMRO ASSET MANAGEMENT, LLC
Firm CRD 157178 · AZ · Reported as state-registered
Registration date: 2020-08-12
- INVESTMENT ADVISOR ASSOCIATES, INC.
Firm CRD 157219 · CA · Reported as state-registered
Registration date: 2018-02-20