State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- KALO CAPITAL MANAGEMENT, LLC
Firm CRD 157232 · CA · Reported as state-registered
Registration date: 2021-04-02
- JLB CAPITAL MANAGEMENT LLC
Firm CRD 157305 · CA · Reported as state-registered
Registration date: 2011-07-13
- NIDHI CAPITAL, LLC
Firm CRD 157319 · CA · Reported as state-registered
Registration date: 2012-10-10
- NIDHI CAPITAL, LLC
Firm CRD 157319 · TX · Reported as state-registered
Registration date: 2012-09-28
- GLOBAL DIVERSIFIED INVESTMENTS
Firm CRD 157326 · CA · Reported as state-registered
Registration date: 2013-01-08
- COMPASS TECHNOLOGY GROUP, INC.
Firm CRD 157388 · CA · Reported as state-registered
Registration date: 2012-01-11
- PROVIDENT WEALTH ADVISORS, LLC
Firm CRD 157392 · TX · Reported as state-registered
Registration date: 2011-06-15
- TWIGHT FINANCIAL EDUCATION, LLC
Firm CRD 157396 · WA · Reported as state-registered
Registration date: 2011-08-10
- PRIME CAPITAL EQUITIES LLC
Firm CRD 157411 · CA · Reported as state-registered
Registration date: 2011-08-10
- GENESIS WEALTH MANAGEMENT, INC.
Firm CRD 157441 · TX · Reported as state-registered
Registration date: 2012-03-05
- MONEYWISE FINANCIAL ADVISORS
Firm CRD 157446 · CA · Reported as state-registered
Registration date: 2011-08-15
- BEACON FINANCIAL MANAGEMENT LLC
Firm CRD 157454 · CA · Reported as state-registered
Registration date: 2011-07-06
- KAITZ INVESTMENTS INC.
Firm CRD 157459 · CA · Reported as state-registered
Registration date: 2012-07-30
- ABBINGTON WELLS LLC.
Firm CRD 157464 · TX · Reported as state-registered
Registration date: 2011-06-21
- INVESTA ASSET MANAGEMENT LLC
Firm CRD 157546 · TX · Reported as state-registered
Registration date: 2011-11-02
- AC3 CAPITAL
Firm CRD 157547 · CA · Reported as state-registered
Registration date: 2012-04-27
- ASYMMETRIC ADVANTAGE CAPITAL MANAGEMENT, LLC
Firm CRD 157549 · WA · Reported as state-registered
Registration date: 2011-05-17
- GRAY FINANCIAL PLANNING LLC
Firm CRD 157583 · TX · Reported as state-registered
Registration date: 2011-06-13
- FIOH GLOBAL ASSET MANAGEMENT AND STRATEGIES, LLC
Firm CRD 157591 · WA · Reported as state-registered
Registration date: 2011-05-31
- ROSS FINANCIAL GROUP
Firm CRD 157627 · CA · Reported as state-registered
Registration date: 2011-06-30
- AA FINANCIAL SERVICES
Firm CRD 157667 · WA · Reported as state-registered
Registration date: 2011-08-09
- CORVUS FINANCIAL LLC
Firm CRD 157694 · AZ · Reported as state-registered
Registration date: 2011-05-24
- COMMUNITAS FINANCIAL PLANNING PBC
Firm CRD 157708 · CA · Reported as state-registered
Registration date: 2011-10-25
- ERLANDSON WEALTH MANAGEMENT
Firm CRD 157724 · WA · Reported as state-registered
Registration date: 2012-05-08
- SA FINANCIAL SOLUTIONS, LLC
Firm CRD 157790 · TX · Reported as state-registered
Registration date: 2011-10-11