State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- NORRIS WEALTH MANAGEMENT, LLC
Firm CRD 157800 · AZ · Reported as state-registered
Registration date: 2011-08-09
- STRATEGIC INCOME ADVISORS
Firm CRD 157843 · CA · Reported as state-registered
Registration date: 2011-10-07
- SILVERMAN + ASSOCIATES WEALTH MANAGEMENT, LLC
Firm CRD 157856 · AZ · Reported as state-registered
Registration date: 2011-05-27
- OLSON, CROSS & ALAMO ADVISORS LLC
Firm CRD 157960 · CA · Reported as state-registered
Registration date: 2015-05-21
- TAOS INVESTMENT ADVISORS, LLC
Firm CRD 158056 · CA · Reported as state-registered
Registration date: 2019-02-21
- DAVID ETTL FINANCIAL
Firm CRD 158127 · CA · Reported as state-registered
Registration date: 2011-09-13
- LANCE PARKER WEALTH MANAGEMENT
Firm CRD 158251 · CA · Reported as state-registered
Registration date: 2011-09-02
- LDL CAPITAL MANAGEMENT, LLC
Firm CRD 158275 · CA · Reported as state-registered
Registration date: 2013-04-24
- LDL CAPITAL MANAGEMENT, LLC
Firm CRD 158275 · TX · Reported as state-registered
Registration date: 2011-08-10
- KATY SONG FINANCIAL PLANNING, INC.
Firm CRD 158288 · CA · Reported as state-registered
Registration date: 2011-08-11
- BASKERVILLE CAPITAL MANAGEMENT, LLC
Firm CRD 158289 · TX · Reported as state-registered
Registration date: 2016-09-09
- TUSKER CAPITAL, LLC
Firm CRD 158300 · CA · Reported as state-registered
Registration date: 2013-06-12
- TRANSPARENT 401K
Firm CRD 158308 · CA · Reported as state-registered
Registration date: 2011-11-03
- TRANSPARENT 401K
Firm CRD 158308 · TX · Reported as state-registered
Registration date: 2020-11-23
- JMN INVESTMENT MANAGEMENT LLC
Firm CRD 158357 · CA · Reported as state-registered
Registration date: 2012-01-26
- WESTON WEALTH ADVISORS, LLC
Firm CRD 158372 · CA · Reported as state-registered
Registration date: 2012-01-01
- BEACH CITIES WEALTH MANAGEMENT, LLC
Firm CRD 158373 · CA · Reported as state-registered
Registration date: 2012-04-13
- ALUPKA ASSET MANAGEMENT
Firm CRD 158410 · CA · Reported as state-registered
Registration date: 2011-09-21
- EPS WEALTH MANAGEMENT
Firm CRD 158468 · AZ · Reported as state-registered
Registration date: 2012-02-28
- P&P WEALTH MANAGEMENT LLC
Firm CRD 158469 · TX · Reported as state-registered
Registration date: 2024-02-02
- TIMEPIECE FINANCIAL PLANNING, INC.
Firm CRD 158475 · WA · Reported as state-registered
Registration date: 2011-09-29
- COVERED EDGE ASSET MANAGEMENT, LLC
Firm CRD 158525 · CA · Reported as state-registered
Registration date: 2011-09-07
- BLUE WATERS ADVISORY GROUP, LLC
Firm CRD 158536 · TX · Reported as state-registered
Registration date: 2021-01-15
- RMH ADVISORS, LLC
Firm CRD 158583 · CA · Reported as state-registered
Registration date: 2012-05-31
- VISION WEALTH ADVISORS LLC
Firm CRD 158589 · TX · Reported as state-registered
Registration date: 2021-05-13