State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HV CAPITAL ADVISORS LLC
Firm CRD 163912 · TX · Reported as state-registered
Registration date: 2012-09-17
- AFS INVESTMENTS
Firm CRD 163928 · CA · Reported as state-registered
Registration date: 2012-07-17
- THE GUARDINO FINANCIAL GROUP
Firm CRD 163931 · CA · Reported as state-registered
Registration date: 2013-01-01
- AFFORDABLE LIFE PLANS, LLC
Firm CRD 164009 · TX · Reported as state-registered
Registration date: 2016-11-28
- HAWLEY PERSONAL FINANCE
Firm CRD 164010 · CA · Reported as state-registered
Registration date: 2012-05-16
- EBIS
Firm CRD 164024 · AZ · Reported as state-registered
Registration date: 2015-05-08
- STEEL CANYON CAPITAL, LLC
Firm CRD 164025 · AZ · Reported as state-registered
Registration date: 2023-06-14
- AMERINA INTERNATIONAL CAPITAL MANAGEMENT LLC
Firm CRD 164030 · TX · Reported as state-registered
Registration date: 2012-06-11
- SAGEVEST FINANCIAL ADVISORS, LLC
Firm CRD 164047 · CA · Reported as state-registered
Registration date: 2012-05-25
- LBG ADVISOR
Firm CRD 164065 · CA · Reported as state-registered
Registration date: 2012-05-30
- ROSSI FINANCIAL GROUP
Firm CRD 164096 · CA · Reported as state-registered
Registration date: 2012-05-10
- H.I.T. CAPITAL, LLC
Firm CRD 164107 · TX · Reported as state-registered
Registration date: 2017-12-15
- AMS CHILDREN'S FUND, LP
Firm CRD 164111 · TX · Reported as state-registered
Registration date: 2026-08-18
- JARROD ADAMS INVESTING, LLC
Firm CRD 164119 · CA · Reported as state-registered
Registration date: 2020-12-21
- JARROD ADAMS INVESTING, LLC
Firm CRD 164119 · WA · Reported as state-registered
Registration date: 2015-04-07
- TEXAS CAPITAL MANAGEMENT
Firm CRD 164137 · TX · Reported as state-registered
Registration date: 2012-07-06
- BEVERLY HILLS CAPITAL MANAGEMENT LLC
Firm CRD 164142 · CA · Reported as state-registered
Registration date: 2012-06-13
- DANA WHITING FINANCIAL, LLC
Firm CRD 164151 · AZ · Reported as state-registered
Registration date: 2017-02-01
- DANA WHITING FINANCIAL, LLC
Firm CRD 164151 · CA · Reported as state-registered
Registration date: 2025-11-14
- OBJECTIVE ADVISORS LLC
Firm CRD 164170 · WA · Reported as state-registered
Registration date: 2012-07-30
- JS WEALTH INVESTMENT GROUP
Firm CRD 164184 · TX · Reported as state-registered
Registration date: 2012-08-10
- F. L. ARIAS & ASSOCIATES, LLC
Firm CRD 164185 · AZ · Reported as state-registered
Registration date: 2012-07-09
- COUNTERPOINT ASSET MANAGEMENT LLC
Firm CRD 164291 · AZ · Reported as state-registered
Registration date: 2017-03-08
- COUNTERPOINT ASSET MANAGEMENT LLC
Firm CRD 164291 · CA · Reported as state-registered
Registration date: 2012-07-30
- THE BROUGHTON INVESTMENT GROUP, INC.
Firm CRD 164389 · TX · Reported as state-registered
Registration date: 2012-06-08