State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- BG WEALTH ADVISORY, LLC
Firm CRD 164471 · TX · Reported as state-registered
Registration date: 2015-02-04
- JERSEY SHORE PORTFOLIO MANAGEMENT, LLC
Firm CRD 164487 · TX · Reported as state-registered
Registration date: 2012-10-26
- STS WEALTH MANAGEMENT, INC.
Firm CRD 164497 · CA · Reported as state-registered
Registration date: 2012-08-02
- S2O CAPITAL MANAGEMENT
Firm CRD 164533 · TX · Reported as state-registered
Registration date: 2012-08-30
- HAWKINS CAPITAL ADVISORS
Firm CRD 164534 · CA · Reported as state-registered
Registration date: 2012-06-22
- MONEY INTELLIGENCE
Firm CRD 164597 · CA · Reported as state-registered
Registration date: 2017-01-30
- YORKMONT CAPITAL MANAGEMENT, LLC
Firm CRD 164599 · TX · Reported as state-registered
Registration date: 2012-07-30
- NEW SPRING FINANCIAL PLANNING, LLC
Firm CRD 164647 · CA · Reported as state-registered
Registration date: 2012-11-14
- RJ HILL'S FINANCIAL SERVICES, LLC
Firm CRD 164682 · CA · Reported as state-registered
Registration date: 2014-03-28
- MICHAEL A. JANKY DBA MJ WEALTH PLANNING
Firm CRD 164684 · AZ · Reported as state-registered
Registration date: 2012-07-25
- OAK TREE WEALTH MANAGEMENT
Firm CRD 164685 · TX · Reported as state-registered
Registration date: 2012-08-15
- VICTORWEALTH, LLC
Firm CRD 164690 · CA · Reported as state-registered
Registration date: 2018-02-02
- JKAY SECURITIES CORPORATION
Firm CRD 164691 · TX · Reported as state-registered
Registration date: 2012-10-02
- WEN CAPITAL ADVISORY GROUP, INC.
Firm CRD 164701 · CA · Reported as state-registered
Registration date: 2012-07-13
- JMAC FINANCIAL PLANNING & INVESTMENT SERVICES PLLC
Firm CRD 164711 · TX · Reported as state-registered
Registration date: 2020-03-06
- SPRINGTRU, LLC
Firm CRD 164776 · CA · Reported as state-registered
Registration date: 2025-07-30
- JANIAN INVESTMENT ADVISERS, LLC
Firm CRD 164807 · CA · Reported as state-registered
Registration date: 2021-07-20
- BOZEMAN, L.L.C.
Firm CRD 164813 · WA · Reported as state-registered
Registration date: 2013-11-05
- THE SWANSON FINANCIAL GROUP
Firm CRD 164869 · CA · Reported as state-registered
Registration date: 2012-08-28
- LIN & COMPANY, LLC
Firm CRD 164887 · WA · Reported as state-registered
Registration date: 2012-10-05
- GALLATIN FINANCIAL ADVISORS, LLC
Firm CRD 164901 · CA · Reported as state-registered
Registration date: 2024-03-21
- PACRIM ADVISORY SERVICES
Firm CRD 164906 · CA · Reported as state-registered
Registration date: 2018-01-23
- OBERLIN WEALTH PARTNERS, LLC
Firm CRD 164912 · CA · Reported as state-registered
Registration date: 2026-01-01
- STONEWATER WEALTH MANAGEMENT, INC.
Firm CRD 164953 · TX · Reported as state-registered
Registration date: 2022-06-15
- HURON INVESTMENT MANAGEMENT, INC.
Firm CRD 164983 · CA · Reported as state-registered
Registration date: 2021-04-23