State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- AVENUE RETIREMENT SERVICES
Firm CRD 165606 · TX · Reported as state-registered
Registration date: 2013-02-14
- ROGOWSKI WEALTH MANAGEMENT LLC
Firm CRD 165612 · WA · Reported as state-registered
Registration date: 2013-07-01
- GOOD LIFE PRIVATE WEALTH, LLC
Firm CRD 165613 · TX · Reported as state-registered
Registration date: 2018-10-02
- RHB CAPITAL, INC.
Firm CRD 165625 · CA · Reported as state-registered
Registration date: 2012-11-19
- OVERSON ADVISORY GROUP
Firm CRD 165648 · AZ · Reported as state-registered
Registration date: 2013-01-01
- CONTINUUM FINANCIAL PARTNERS, LLC
Firm CRD 165694 · CA · Reported as state-registered
Registration date: 2013-02-06
- RETIREMENT MAXIMIZER, INC.
Firm CRD 165702 · TX · Reported as state-registered
Registration date: 2013-10-22
- HOWE FINANCIAL ADVISORY, LLC
Firm CRD 165709 · WA · Reported as state-registered
Registration date: 2013-02-08
- COMPASS WEALTH ADVISORS
Firm CRD 165749 · CA · Reported as state-registered
Registration date: 2013-01-01
- ASCEND WEALTH ADVISORS, LLC
Firm CRD 165774 · TX · Reported as state-registered
Registration date: 2013-03-26
- WAITS INVESTMENTS, LLC
Firm CRD 165785 · CA · Reported as state-registered
Registration date: 2014-08-05
- WAITS INVESTMENTS, LLC
Firm CRD 165785 · TX · Reported as state-registered
Registration date: 2025-03-17
- WAITS INVESTMENTS, LLC
Firm CRD 165785 · WA · Reported as state-registered
Registration date: 2016-06-24
- PROMINENT FINANCIAL PLANNING LLC
Firm CRD 165836 · TX · Reported as state-registered
Registration date: 2013-01-02
- T.H. RAPKO & COMPANY, LLC
Firm CRD 165874 · CA · Reported as state-registered
Registration date: 2014-07-21
- PARK CAPITAL GROUP, INC.
Firm CRD 165884 · CA · Reported as state-registered
Registration date: 2013-01-14
- PARK CAPITAL GROUP, INC.
Firm CRD 165884 · TX · Reported as state-registered
Registration date: 2013-01-03
- WESTMONT CAPITAL ADVISORS, LLC
Firm CRD 165910 · TX · Reported as state-registered
Registration date: 2012-11-08
- STEVE PEARSON CAPITAL MANAGEMENT LLC
Firm CRD 165927 · WA · Reported as state-registered
Registration date: 2015-09-15
- MONVIA FINANCIAL L.P.
Firm CRD 165932 · CA · Reported as state-registered
Registration date: 2013-05-17
- FILIPPINI INVESTMENT ADVISORY
Firm CRD 165943 · CA · Reported as state-registered
Registration date: 2013-03-07
- TRINSIC CAPITAL, LLC
Firm CRD 165949 · TX · Reported as state-registered
Registration date: 2012-12-05
- 3RD STREET CAPITAL MANAGEMENT L.L.C.
Firm CRD 165950 · TX · Reported as state-registered
Registration date: 2013-12-13
- C 3 FINANCIAL STRATEGIES
Firm CRD 166000 · CA · Reported as state-registered
Registration date: 2013-01-03
- MERIWETHER FAMILY OFFICE, LLC
Firm CRD 166010 · CA · Reported as state-registered
Registration date: 2014-10-31