State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FUSION FINANCIAL
Firm CRD 166026 · CA · Reported as state-registered
Registration date: 2017-01-18
- HASLET ADVISORS, LLC
Firm CRD 166034 · CA · Reported as state-registered
Registration date: 2020-02-12
- MCCAULEY INVESTMENT ADVISORY, LLC
Firm CRD 166035 · AZ · Reported as state-registered
Registration date: 2013-02-21
- R1 FINANCIAL GROUP
Firm CRD 166051 · TX · Reported as state-registered
Registration date: 2013-01-02
- OPES CAPITAL GROUP, LLC
Firm CRD 166106 · CA · Reported as state-registered
Registration date: 2013-04-05
- EMERALD BLUE ADVISORS
Firm CRD 166113 · AZ · Reported as state-registered
Registration date: 2013-05-14
- EMERALD BLUE ADVISORS
Firm CRD 166113 · CA · Reported as state-registered
Registration date: 2013-02-04
- EMERALD BLUE ADVISORS
Firm CRD 166113 · WA · Reported as state-registered
Registration date: 2023-01-23
- SPRINGSTEEL INVESTMENT ADVISORS, LLC
Firm CRD 166126 · AZ · Reported as state-registered
Registration date: 2013-01-16
- BARDI CO. LLC
Firm CRD 166134 · CA · Reported as state-registered
Registration date: 2022-01-13
- FINANCES FOR LIFE, LLC
Firm CRD 166163 · CA · Reported as state-registered
Registration date: 2013-04-19
- SEFTON FINANCIAL PLANNING
Firm CRD 166187 · CA · Reported as state-registered
Registration date: 2013-01-15
- ALPHAGLIDER LLC
Firm CRD 166218 · CA · Reported as state-registered
Registration date: 2013-02-21
- ALPHAGLIDER LLC
Firm CRD 166218 · TX · Reported as state-registered
Registration date: 2013-01-10
- TRANE CAPITAL, LLC
Firm CRD 166255 · TX · Reported as state-registered
Registration date: 2015-03-27
- PISMO PACIFIC FINANCIAL SERVICES, LLC
Firm CRD 166260 · CA · Reported as state-registered
Registration date: 2013-03-11
- PIONEER ADVISORY
Firm CRD 166266 · CA · Reported as state-registered
Registration date: 2013-01-09
- FAULKNER FINANCIAL PLANNING, LLC
Firm CRD 166337 · CA · Reported as state-registered
Registration date: 2013-01-30
- CORE INVESTMENT MANAGEMENT, LLC
Firm CRD 166340 · CA · Reported as state-registered
Registration date: 2013-02-04
- SIGNAL RESEARCH GROUP LLC
Firm CRD 166392 · TX · Reported as state-registered
Registration date: 2014-04-23
- STEPHEN F. HILL AND ASSOCIATES L.L.C.
Firm CRD 166398 · TX · Reported as state-registered
Registration date: 2013-01-14
- CYPRESS WEALTH ADVISORS, LLC
Firm CRD 166414 · TX · Reported as state-registered
Registration date: 2013-01-15
- KARL SCHORR WEALTH MANAGEMENT, LLC
Firm CRD 166433 · CA · Reported as state-registered
Registration date: 2013-02-22
- BARAC CAPITAL MANAGEMENT, LLC
Firm CRD 166442 · TX · Reported as state-registered
Registration date: 2019-01-03
- MONARCH ASSET MANAGEMENT LLC
Firm CRD 166444 · TX · Reported as state-registered
Registration date: 2013-07-03