State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HEYMAN INVESTMENT COUNSELING LLC
Firm CRD 166456 · CA · Reported as state-registered
Registration date: 2013-03-12
- MONEY & CLARITY
Firm CRD 166461 · CA · Reported as state-registered
Registration date: 2024-01-11
- TRENDSCAST FINANCIAL LLC
Firm CRD 166470 · CA · Reported as state-registered
Registration date: 2021-02-09
- TRENDSCAST FINANCIAL LLC
Firm CRD 166470 · TX · Reported as state-registered
Registration date: 2020-11-04
- WEALTHMARK ADVISORY GROUP, LLC
Firm CRD 166494 · CA · Reported as state-registered
Registration date: 2013-02-08
- FIDUCIARY WEALTH MANAGEMENT, LLC.
Firm CRD 166501 · TX · Reported as state-registered
Registration date: 2013-02-14
- MASTODON CAPITAL MANAGEMENT, LLC
Firm CRD 166522 · TX · Reported as state-registered
Registration date: 2013-10-18
- TOTAL ALIGNMENT WEALTH ADVISORS, LLC
Firm CRD 166538 · TX · Reported as state-registered
Registration date: 2013-06-04
- VALLEY INVESTMENT MANAGEMENT, LLC
Firm CRD 166546 · CA · Reported as state-registered
Registration date: 2013-07-23
- B P FINANCIAL ASSOCIATES, LLC.
Firm CRD 166548 · WA · Reported as state-registered
Registration date: 2013-04-30
- MILES WEALTH MANAGEMENT, L.L.C.
Firm CRD 166621 · TX · Reported as state-registered
Registration date: 2013-06-10
- HANEY CAPITAL MANAGEMENT
Firm CRD 166642 · CA · Reported as state-registered
Registration date: 2013-06-11
- SCOTT AND ASSOCIATES OF TEXAS, INC.
Firm CRD 166650 · TX · Reported as state-registered
Registration date: 2013-04-24
- UNIPLAN FINANCIAL INVESTMENTS INC.
Firm CRD 166667 · TX · Reported as state-registered
Registration date: 2013-01-25
- HOLZBERG WEALTH MANAGEMENT, INC.
Firm CRD 166712 · CA · Reported as state-registered
Registration date: 2013-04-12
- RIVETTI INVESTMENT SERVICES, LLC
Firm CRD 166720 · CA · Reported as state-registered
Registration date: 2013-03-13
- JOSEPH WRIGHT INVESTMENTS
Firm CRD 166764 · AZ · Reported as state-registered
Registration date: 2013-03-26
- TRACKER RESEARCH LLC
Firm CRD 166767 · WA · Reported as state-registered
Registration date: 2013-06-20
- OPPOQUEST
Firm CRD 166774 · CA · Reported as state-registered
Registration date: 2023-08-11
- OPPOQUEST
Firm CRD 166774 · TX · Reported as state-registered
Registration date: 2013-04-12
- COGNIS RETIREMENT GROUP LLC
Firm CRD 166814 · AZ · Reported as state-registered
Registration date: 2023-10-25
- PANTHEON WEALTH PLANNING
Firm CRD 166825 · CA · Reported as state-registered
Registration date: 2013-05-17
- LEGACY SPRINGS ADVISORS, LLC
Firm CRD 166831 · TX · Reported as state-registered
Registration date: 2013-03-29
- CLEMENSEN CAPITAL COMPANY LLC
Firm CRD 166837 · CA · Reported as state-registered
Registration date: 2013-11-18
- CLEMENSEN CAPITAL COMPANY LLC
Firm CRD 166837 · TX · Reported as state-registered
Registration date: 2023-06-21