State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- PIH INVESTMENTS, LLC
Firm CRD 166867 · CA · Reported as state-registered
Registration date: 2013-04-22
- LENS INVESTMENTS
Firm CRD 166901 · CA · Reported as state-registered
Registration date: 2023-08-23
- WISEOWL CAPITAL, LLC
Firm CRD 166920 · TX · Reported as state-registered
Registration date: 2013-04-01
- KONNECT HEALTH AND WEALTH
Firm CRD 166933 · TX · Reported as state-registered
Registration date: 2013-03-04
- ENLOE FINANCIAL ADVISORY LLC
Firm CRD 167008 · TX · Reported as state-registered
Registration date: 2013-04-09
- FRUITION ADVISORS LLC
Firm CRD 167022 · CA · Reported as state-registered
Registration date: 2013-06-06
- GLOBAL WEALTH MANAGEMENT
Firm CRD 167025 · CA · Reported as state-registered
Registration date: 2013-04-03
- INTERACTIVE WEALTH ADVISORS
Firm CRD 167033 · WA · Reported as state-registered
Registration date: 2021-07-29
- GLADSTONE FINANCIAL LLC
Firm CRD 167060 · CA · Reported as state-registered
Registration date: 2013-05-23
- AMBASSADOR WEALTH MANAGEMENT, LLC
Firm CRD 167064 · CA · Reported as state-registered
Registration date: 2013-05-15
- AMBASSADOR WEALTH MANAGEMENT, LLC
Firm CRD 167064 · WA · Reported as state-registered
Registration date: 2013-05-08
- SOUTHER CAPITAL MANAGEMENT L.L.C.
Firm CRD 167136 · TX · Reported as state-registered
Registration date: 2013-06-21
- JLE WEALTH MANAGEMENT, LLC
Firm CRD 167171 · CA · Reported as state-registered
Registration date: 2020-01-09
- DAEHAN SECURITIES,INC
Firm CRD 167216 · CA · Reported as state-registered
Registration date: 2013-05-16
- OAK GROVE MANAGEMENT LLC
Firm CRD 167286 · CA · Reported as state-registered
Registration date: 2016-02-04
- YAZDANYAR, MEHRNOUSH
Firm CRD 167301 · CA · Reported as state-registered
Registration date: 2013-10-04
- BG FINANCIAL ADVISORS, LLC
Firm CRD 167309 · TX · Reported as state-registered
Registration date: 2013-06-20
- DISTRICT CAPITAL MANAGEMENT, LLC
Firm CRD 167317 · CA · Reported as state-registered
Registration date: 2014-06-09
- NORTHWOOD INVESTMENT PARTNERS, LLC
Firm CRD 167338 · CA · Reported as state-registered
Registration date: 2017-04-05
- NEW ASSETS INVESTMENT ADVISORS LLC
Firm CRD 167341 · CA · Reported as state-registered
Registration date: 2013-05-07
- WILLIAM B. LARSON, CPA, LLC
Firm CRD 167367 · TX · Reported as state-registered
Registration date: 2013-05-07
- SHAI WEINBAUM INVESTMENT MANAGEMENT
Firm CRD 167376 · WA · Reported as state-registered
Registration date: 2013-08-13
- OAKTREE WEALTH GROUP INC.
Firm CRD 167388 · CA · Reported as state-registered
Registration date: 2013-06-24
- KMC WEALTH MANAGEMENT, LLC
Firm CRD 167437 · TX · Reported as state-registered
Registration date: 2013-06-04
- CHURCH CAPITAL
Firm CRD 167443 · AZ · Reported as state-registered
Registration date: 2022-04-26