State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CHURCH CAPITAL
Firm CRD 167443 · WA · Reported as state-registered
Registration date: 2013-05-03
- FINANCIAL SECURITY SERVICES GROUP, INC.
Firm CRD 167464 · CA · Reported as state-registered
Registration date: 2023-03-28
- FINANCIAL SECURITY SERVICES GROUP, INC.
Firm CRD 167464 · TX · Reported as state-registered
Registration date: 2013-05-16
- ORION CAPITAL
Firm CRD 167516 · CA · Reported as state-registered
Registration date: 2024-01-29
- T.A. SALOMON ASSET MANAGEMENT PLLC
Firm CRD 167546 · AZ · Reported as state-registered
Registration date: 2013-05-05
- PRIVATE WEALTH MANAGEMENT SOLUTIONS, LLC
Firm CRD 167564 · CA · Reported as state-registered
Registration date: 2016-01-08
- PRIVATE WEALTH MANAGEMENT SOLUTIONS, LLC
Firm CRD 167564 · WA · Reported as state-registered
Registration date: 2013-07-25
- WANG FINANCIAL, LLC
Firm CRD 167570 · CA · Reported as state-registered
Registration date: 2021-08-11
- LAVISH FINANCIAL PLANNING
Firm CRD 167592 · CA · Reported as state-registered
Registration date: 2025-08-22
- MEAHAN FINANCIAL SERVICES
Firm CRD 167630 · CA · Reported as state-registered
Registration date: 2013-08-07
- GEN Y PLANNING
Firm CRD 167656 · CA · Reported as state-registered
Registration date: 2015-04-28
- GEN Y PLANNING
Firm CRD 167656 · TX · Reported as state-registered
Registration date: 2014-04-03
- GEN Y PLANNING
Firm CRD 167656 · WA · Reported as state-registered
Registration date: 2021-04-14
- REBELLION RESEARCH
Firm CRD 167661 · TX · Reported as state-registered
Registration date: 2014-08-19
- SOVEREIGN GLOBAL ADVISORS, LLC
Firm CRD 167663 · CA · Reported as state-registered
Registration date: 2022-10-13
- SOVEREIGN GLOBAL ADVISORS, LLC
Firm CRD 167663 · TX · Reported as state-registered
Registration date: 2020-07-02
- STRADA WEALTH MANAGEMENT, LLC
Firm CRD 167718 · TX · Reported as state-registered
Registration date: 2014-01-07
- PEAK INVESTMENT COACHING, LLC
Firm CRD 167757 · AZ · Reported as state-registered
Registration date: 2026-08-07
- UNITED GLOBAL ADVISORS, LLC
Firm CRD 167809 · CA · Reported as state-registered
Registration date: 2013-10-16
- BOZ & COMPANY LLC
Firm CRD 167851 · WA · Reported as state-registered
Registration date: 2014-01-03
- MAXWELL FINANCIAL GROUP, INC
Firm CRD 167863 · CA · Reported as state-registered
Registration date: 2013-08-05
- FLEMING WEALTH STRATEGIES, LLC
Firm CRD 167873 · AZ · Reported as state-registered
Registration date: 2013-07-16
- ARROWHEAD INVESTMENT ADVISORS, LLC
Firm CRD 167964 · CA · Reported as state-registered
Registration date: 2013-06-11
- SHLECTER WEALTH MANAGEMENT, LLC
Firm CRD 167973 · CA · Reported as state-registered
Registration date: 2013-07-17
- SALMON BAY WEALTH MANAGEMENT, LLC
Firm CRD 167975 · WA · Reported as state-registered
Registration date: 2014-04-14