State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ESOTERIC WEALTH PARTNERS LLC
Firm CRD 168497 · WA · Reported as state-registered
Registration date: 2015-01-02
- MURAPA INVESTMENTS
Firm CRD 168510 · CA · Reported as state-registered
Registration date: 2013-10-08
- THE ELLIOTT GROUP
Firm CRD 168512 · AZ · Reported as state-registered
Registration date: 2013-07-31
- CWS ASSET MANAGEMENT
Firm CRD 168521 · CA · Reported as state-registered
Registration date: 2013-09-10
- PRISM FINANCIAL PLANNING, LLC
Firm CRD 168530 · WA · Reported as state-registered
Registration date: 2013-10-10
- RAMPART ASSET MANAGEMENT LLC
Firm CRD 168549 · CA · Reported as state-registered
Registration date: 2014-05-16
- CRUSE INVESTMENTS
Firm CRD 168568 · CA · Reported as state-registered
Registration date: 2013-09-18
- KEYSTONE ADVISORY GROUP
Firm CRD 168574 · AZ · Reported as state-registered
Registration date: 2025-01-08
- KEYSTONE ADVISORY GROUP
Firm CRD 168574 · CA · Reported as state-registered
Registration date: 2014-01-01
- EXCITEN CAPITAL LLC
Firm CRD 168580 · CA · Reported as state-registered
Registration date: 2013-09-25
- IWD CAPITAL MANAGEMENT, LLC
Firm CRD 168632 · CA · Reported as state-registered
Registration date: 2013-09-18
- IWD CAPITAL MANAGEMENT, LLC
Firm CRD 168632 · TX · Reported as state-registered
Registration date: 2019-10-29
- NOTO FINANCIAL PLANNING
Firm CRD 168653 · TX · Reported as state-registered
Registration date: 2020-01-08
- RH2 WEALTH ADVISORS, LLC
Firm CRD 168667 · WA · Reported as state-registered
Registration date: 2014-01-01
- SAPIENT ROAD WEALTH MANAGEMENT, LLC
Firm CRD 168689 · CA · Reported as state-registered
Registration date: 2013-11-30
- CYCLUS WEALTH MANAGEMENT
Firm CRD 168699 · CA · Reported as state-registered
Registration date: 2013-09-26
- GAYLORD WEALTH MANAGEMENT, LLC
Firm CRD 168702 · CA · Reported as state-registered
Registration date: 2013-09-24
- NAVIGATE FINANCIAL LLC
Firm CRD 168711 · CA · Reported as state-registered
Registration date: 2013-10-04
- HOUSTON WEALTH MANAGEMENT
Firm CRD 168715 · TX · Reported as state-registered
Registration date: 2013-10-03
- CLIVEDEN CAPITAL MANAGEMENT, LLC
Firm CRD 168725 · CA · Reported as state-registered
Registration date: 2019-01-30
- GRANT THORNTON FINANCIAL ADVISORS LLC
Firm CRD 168751 · TX · Reported as state-registered
Registration date: 2014-07-23
- NATIVE FINANCE INVESTMENT ADVISORY
Firm CRD 168783 · CA · Reported as state-registered
Registration date: 2013-10-10
- PORTICO FINANCIAL GROUP, LLC
Firm CRD 168810 · TX · Reported as state-registered
Registration date: 2013-10-08
- CLEMENTS INVESTMENT MANAGEMENT
Firm CRD 168857 · CA · Reported as state-registered
Registration date: 2016-03-08
- HEISER INVESTMENT ADVISERS
Firm CRD 168924 · TX · Reported as state-registered
Registration date: 2014-01-09