State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- CLARITY NORTHWEST WEALTH MANAGEMENT, LLC
Firm CRD 168938 · AZ · Reported as state-registered
Registration date: 2024-03-15
- CLARITY NORTHWEST WEALTH MANAGEMENT, LLC
Firm CRD 168938 · WA · Reported as state-registered
Registration date: 2014-01-21
- SHUYI KONG WEALTH MANAGEMENT, INC.
Firm CRD 168953 · CA · Reported as state-registered
Registration date: 2013-10-29
- WESTFACE FINANCIAL ADVISORY
Firm CRD 168959 · CA · Reported as state-registered
Registration date: 2014-01-01
- WESTFACE FINANCIAL ADVISORY
Firm CRD 168959 · WA · Reported as state-registered
Registration date: 2016-04-04
- ARGUS WEALTH MANAGEMENT
Firm CRD 168994 · TX · Reported as state-registered
Registration date: 2014-02-04
- DIREWOLF WEALTH MANAGEMENT, LLC
Firm CRD 169000 · TX · Reported as state-registered
Registration date: 2018-04-10
- TRIMARAN CAPITAL
Firm CRD 169022 · WA · Reported as state-registered
Registration date: 2017-08-02
- HEGDAHL INVESTMENT MANAGEMENT, LLC
Firm CRD 169043 · WA · Reported as state-registered
Registration date: 2014-01-07
- OXFORD CHASE ADVISORS LLC
Firm CRD 169050 · CA · Reported as state-registered
Registration date: 2020-11-18
- OXFORD CHASE ADVISORS LLC
Firm CRD 169050 · TX · Reported as state-registered
Registration date: 2020-12-16
- R5 CAPITAL MANAGEMENT
Firm CRD 169098 · TX · Reported as state-registered
Registration date: 2014-01-02
- SPEIGHT ASSET MANAGEMENT, LLC
Firm CRD 169106 · TX · Reported as state-registered
Registration date: 2013-10-30
- IRON OAK CAPITAL MANAGEMENT
Firm CRD 169122 · TX · Reported as state-registered
Registration date: 2013-11-04
- NEWLEAF WEALTH MANAGEMENT, LLC
Firm CRD 169136 · CA · Reported as state-registered
Registration date: 2014-05-12
- BAPCD, INC.
Firm CRD 169148 · CA · Reported as state-registered
Registration date: 2016-07-25
- MARK T. HARVEY INVESTMENTS
Firm CRD 169170 · CA · Reported as state-registered
Registration date: 2016-01-14
- ALTA PACIFIC WEALTH MANAGEMENT LLC
Firm CRD 169190 · CA · Reported as state-registered
Registration date: 2014-05-21
- TABAR GAUL LLC
Firm CRD 169221 · AZ · Reported as state-registered
Registration date: 2014-02-05
- SUMMER FIELDS INVESTMENTS, LLC
Firm CRD 169250 · CA · Reported as state-registered
Registration date: 2014-04-02
- LUMINARY FINANCIAL PLANNING
Firm CRD 169270 · CA · Reported as state-registered
Registration date: 2014-01-01
- BROWNING CAPITAL MANAGEMENT LLC
Firm CRD 169271 · CA · Reported as state-registered
Registration date: 2026-05-27
- AIM ADVISORY GROUP, LLC
Firm CRD 169281 · TX · Reported as state-registered
Registration date: 2014-01-01
- CONTINUUM WEALTH STRATEGIES, LLC
Firm CRD 169324 · CA · Reported as state-registered
Registration date: 2013-12-12
- BROWN FINANCIAL GROUP
Firm CRD 169343 · TX · Reported as state-registered
Registration date: 2013-12-23