State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- HARRIS WEALTH MANAGEMENT
Firm CRD 169810 · CA · Reported as state-registered
Registration date: 2014-06-19
- STERLING ADVISORY SERVICES, LLC
Firm CRD 169827 · CA · Reported as state-registered
Registration date: 2014-02-05
- PNR FINANCIAL SERVICES LLC
Firm CRD 169869 · CA · Reported as state-registered
Registration date: 2017-08-16
- ZERO GRAVITY FINANCIAL, LLC
Firm CRD 169905 · CA · Reported as state-registered
Registration date: 2022-02-22
- HATFIELD INSURANCE & FINANCIAL SERVICES, INC.
Firm CRD 169941 · CA · Reported as state-registered
Registration date: 2014-07-11
- THE FINANCIAL GROUP
Firm CRD 169966 · CA · Reported as state-registered
Registration date: 2014-06-09
- SDM ADVISORS, LLC
Firm CRD 170014 · CA · Reported as state-registered
Registration date: 2014-10-06
- CLEARBROOK INVESTMENT MANAGEMENT, LLC
Firm CRD 170057 · WA · Reported as state-registered
Registration date: 2014-05-15
- TK^2 ADVISERS
Firm CRD 170075 · TX · Reported as state-registered
Registration date: 2018-01-30
- CSW PARTNERS, LLC
Firm CRD 170085 · AZ · Reported as state-registered
Registration date: 2021-01-12
- CSW PARTNERS, LLC
Firm CRD 170085 · WA · Reported as state-registered
Registration date: 2014-03-11
- NETVEST FINANCIAL, L.L.C.
Firm CRD 170100 · AZ · Reported as state-registered
Registration date: 2015-07-08
- ALDER COVE CAPITAL, LLC
Firm CRD 170147 · WA · Reported as state-registered
Registration date: 2014-03-21
- MARKET STREET ADVISORS, LLC
Firm CRD 170170 · AZ · Reported as state-registered
Registration date: 2024-06-06
- MARKET STREET ADVISORS, LLC
Firm CRD 170170 · CA · Reported as state-registered
Registration date: 2018-07-26
- MARKET STREET ADVISORS, LLC
Firm CRD 170170 · WA · Reported as state-registered
Registration date: 2014-03-10
- CHENG WEALTH MANAGEMENT, LLC
Firm CRD 170190 · CA · Reported as state-registered
Registration date: 2014-07-24
- SAR WEALTH MANAGEMENT
Firm CRD 170194 · WA · Reported as state-registered
Registration date: 2014-02-06
- SOMERSET WEALTH MANAGEMENT, LLC
Firm CRD 170213 · CA · Reported as state-registered
Registration date: 2021-06-08
- BALANCE FINANCIAL PLANNING, LLC
Firm CRD 170239 · CA · Reported as state-registered
Registration date: 2014-04-25
- SOLID ROCK WEALTH MANAGEMENT
Firm CRD 170264 · AZ · Reported as state-registered
Registration date: 2014-06-10
- GLOBAL KEY ADVISORS
Firm CRD 170269 · CA · Reported as state-registered
Registration date: 2014-07-10
- GLOBAL KEY ADVISORS
Firm CRD 170269 · TX · Reported as state-registered
Registration date: 2016-02-10
- PICCOLO INVESTMENT CONSULTING, LLC
Firm CRD 170272 · TX · Reported as state-registered
Registration date: 2014-03-20
- ZECHES WEALTH MANAGEMENT
Firm CRD 170279 · AZ · Reported as state-registered
Registration date: 2014-03-10