State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FAMILY INVESTMENT MANAGEMENT L.P.
Firm CRD 170281 · CA · Reported as state-registered
Registration date: 2014-05-20
- FM CAPITAL GROUP
Firm CRD 170285 · CA · Reported as state-registered
Registration date: 2014-08-21
- FESTOG CAPITAL, LLC
Firm CRD 170317 · TX · Reported as state-registered
Registration date: 2023-01-26
- DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC
Firm CRD 170327 · CA · Reported as state-registered
Registration date: 2014-05-12
- STANTUM, LLC
Firm CRD 170360 · CA · Reported as state-registered
Registration date: 2014-03-18
- WARD CAPITAL MANAGEMENT LLC
Firm CRD 170400 · CA · Reported as state-registered
Registration date: 2014-03-18
- PATHWAY FINANCIAL SERVICES, LLC
Firm CRD 170424 · CA · Reported as state-registered
Registration date: 2014-03-28
- SOLUTIA GLOBAL, LLC
Firm CRD 170441 · TX · Reported as state-registered
Registration date: 2015-06-08
- C FINANCIAL AND TAX ASSOCIATES
Firm CRD 170453 · CA · Reported as state-registered
Registration date: 2014-03-07
- RCX CAPITAL GROUP ADVISORS, LLC
Firm CRD 170463 · CA · Reported as state-registered
Registration date: 2015-01-01
- L SQUARED WEALTH MANAGEMENT
Firm CRD 170468 · CA · Reported as state-registered
Registration date: 2014-03-07
- LAGRANDE GLOBAL LLC
Firm CRD 170479 · TX · Reported as state-registered
Registration date: 2016-06-03
- BARON FINANCIAL ADVISORS, LLC
Firm CRD 170484 · TX · Reported as state-registered
Registration date: 2023-03-27
- SAN GABRIEL CAPITAL
Firm CRD 170486 · TX · Reported as state-registered
Registration date: 2015-01-21
- BRUNGER FINANCIAL
Firm CRD 170523 · CA · Reported as state-registered
Registration date: 2015-02-23
- BRUNGER FINANCIAL
Firm CRD 170523 · TX · Reported as state-registered
Registration date: 2014-08-01
- ALEXANDER D COHEN INVESTMENTS, LLC
Firm CRD 170548 · TX · Reported as state-registered
Registration date: 2014-04-29
- BIRD CAPITAL GROUP, INC.
Firm CRD 170585 · CA · Reported as state-registered
Registration date: 2014-04-08
- BIRD CAPITAL GROUP, INC.
Firm CRD 170585 · TX · Reported as state-registered
Registration date: 2014-03-21
- WEALTHARCH INVESTMENT SERVICES, LLC
Firm CRD 170601 · CA · Reported as state-registered
Registration date: 2014-03-21
- METHOD FINANCE, LLC
Firm CRD 170647 · CA · Reported as state-registered
Registration date: 2019-09-03
- TRAC ASSET MANAGEMENT LLC
Firm CRD 170662 · AZ · Reported as state-registered
Registration date: 2021-03-18
- TRAC ASSET MANAGEMENT LLC
Firm CRD 170662 · TX · Reported as state-registered
Registration date: 2020-03-04
- CAPROCK CAPITAL ADVISORS INC.
Firm CRD 170672 · TX · Reported as state-registered
Registration date: 2022-01-20
- GUIDE FINANCIAL PLANNING
Firm CRD 170734 · CA · Reported as state-registered
Registration date: 2022-09-21