State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- GUIDE FINANCIAL PLANNING
Firm CRD 170734 · TX · Reported as state-registered
Registration date: 2022-10-10
- GUIDE FINANCIAL PLANNING
Firm CRD 170734 · WA · Reported as state-registered
Registration date: 2025-07-08
- QUEST INVESTMENT FIRM
Firm CRD 170742 · CA · Reported as state-registered
Registration date: 2014-07-21
- ROYAL OAKS ADVISORS LLC
Firm CRD 170757 · TX · Reported as state-registered
Registration date: 2014-06-06
- PROCESS DESIGN CAPITAL MANAGEMENT LLC
Firm CRD 170789 · AZ · Reported as state-registered
Registration date: 2014-05-20
- PROCESS DESIGN CAPITAL MANAGEMENT LLC
Firm CRD 170789 · CA · Reported as state-registered
Registration date: 2022-06-10
- MAGISTER WEALTH
Firm CRD 170829 · TX · Reported as state-registered
Registration date: 2014-08-05
- WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC
Firm CRD 170852 · TX · Reported as state-registered
Registration date: 2018-01-10
- M&M WEALTH MANAGEMENT, LLC
Firm CRD 170859 · AZ · Reported as state-registered
Registration date: 2021-08-11
- ORANGE COUNTY ASSET MANAGEMENT
Firm CRD 170863 · CA · Reported as state-registered
Registration date: 2014-05-07
- HOLYOAK WEALTH MANAGEMENT, LLC
Firm CRD 170868 · AZ · Reported as state-registered
Registration date: 2014-05-19
- PL WEALTH ADVISORS, LLC
Firm CRD 170887 · TX · Reported as state-registered
Registration date: 2022-04-14
- INDEPENDENCE WEALTH GROUP
Firm CRD 170897 · TX · Reported as state-registered
Registration date: 2014-09-08
- ROSHELEN, INC.
Firm CRD 170904 · CA · Reported as state-registered
Registration date: 2014-05-08
- INNOVATIVE WEALTH PARTNERS, LLC
Firm CRD 170929 · CA · Reported as state-registered
Registration date: 2014-10-06
- HARRIS WEALTH ADVISORS, LLC
Firm CRD 170938 · TX · Reported as state-registered
Registration date: 2021-02-22
- BAKER & ASSOCIATES REGISTERED INVESTMENT ADVISORS, LLC
Firm CRD 170951 · CA · Reported as state-registered
Registration date: 2017-01-11
- IRONWOOD WEALTH MANAGEMENT LLC
Firm CRD 171008 · TX · Reported as state-registered
Registration date: 2019-02-07
- INVASOR CAPITAL MANAGEMENT, LLC
Firm CRD 171019 · AZ · Reported as state-registered
Registration date: 2014-08-19
- LATTICEWORK CAPITAL
Firm CRD 171043 · WA · Reported as state-registered
Registration date: 2014-09-23
- ADAPTIVE WEALTH, LLC
Firm CRD 171045 · TX · Reported as state-registered
Registration date: 2017-03-14
- BURRIS WEALTH MANAGEMENT, INC.
Firm CRD 171049 · AZ · Reported as state-registered
Registration date: 2014-05-13
- JLA INVESTMENT MANAGEMENT
Firm CRD 171066 · CA · Reported as state-registered
Registration date: 2014-05-22
- RESONANCE FINANCIAL, LLC
Firm CRD 171095 · TX · Reported as state-registered
Registration date: 2014-05-08
- SABRIENT SYSTEMS, LLC
Firm CRD 171096 · AZ · Reported as state-registered
Registration date: 2025-06-23